# SHEPHERD KAPLAN LLC

SHEPHERD KAPLAN LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 128244
- Type: SEC-registered investment adviser
- SEC file number: 801-62349
- Location: 53 STATE STREET, BOSTON, MA, 02109-2820
- Phone: 617-896-1600
- Latest filing: 2026-03-31
- Regulatory AUM: $10.2B
- Discretionary AUM: $862.2M
- Non-discretionary AUM: $9.3B
- Clients: 42
- Accounts: 1,389

## Business model

- Compensation: Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| David Charles Kaplan | CO-CEO | — |
| David Morris Shepherd | CO-CEO; PRESIDENT | — |
| Peter John Dilorenzo | CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES | — |
| Bayard Nmn Dodge | CHIEF COMPLIANCE OFFICER | — |
| KROCHUK TIMOTHY ADAM | MANAGING MEMBER | — |
| KAPLAN DAVID CHARLES | CO-CEO; CO-CEO, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+3 more) | — |
| SHEPHERD DAVID MORRIS | CO-CEO; MANAGING MEMBER; MANAGING MEMBER, CO-CEO (+2 more) | — |
| DEPALO MARIO | CFO | — |
| HUNTER MARCUS CHRISTOPHER | PRESIDENT, COO, CCO; PRESIDENT, COO, CHIEF COMPLIANCE OFFICER | — |
| SAMPERI SHAWN CHARLES | MEMBER | — |
| GOODMAN BRUCE | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, MEMBER, NON-VOTING SHARES; GENERAL COUNSEL (+1 more) | — |
| MATHAI-DAVIS WALLACE MARTIN | CHAIRMAN | — |
| VIEN MICHAEL ANTHONY | CHIEF OPERATING OFFICER, GENERAL MANAGER; GENERAL MANAGER | — |
| GRANZO SEBASTIAN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MEMBER, NON-VOTING SHARES | — |
| DILORENZO PETER JOHN | CHIEF OF STAFF, MEMBER, NON-VOTING SHARES; CHIEF OPERATING OFFICER, MEMBER, NON-VOTING SHARES | — |
| PERRY JONATHAN THOMAS | CHIEF FINANCIAL OFFICER | — |
| DODGE BAYARD | CHIEF COMPLIANCE OFFICER | — |
| DODGE BAYARD NMN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128244/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128244/similar
- Related entities: https://search.stillhousedata.com/firm/128244/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128244

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.