# DUKE MANAGEMENT COMPANY

DUKE MANAGEMENT COMPANY of DURHAM, NC is an SEC-registered investment adviser.

## Registration

- CRD: 128339
- Type: SEC-registered investment adviser
- SEC file number: 801-62479
- Location: 2200 WEST MAIN STREET,, SUITE 1000, DURHAM, NC, 27705
- Phone: 919-286-5200
- Latest filing: 2005-02-03
- Regulatory AUM: $5.4B
- Discretionary AUM: $5.3B
- Non-discretionary AUM: $72.1M
- Clients: 11
- Accounts: 5

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| [NICHOLAS SMALL MICHAEL](https://search.stillhousedata.com/person/605972) | DIRECTOR | LONDON, X0 |
| [KARSH BRUCE ALLEN](https://search.stillhousedata.com/person/740004) | DIRECTOR | — |
| [MORTON THRUSTON BALLARD](https://search.stillhousedata.com/person/740342) | PRESIDENT | — |
| [BARKSDALE EDGAR W](https://search.stillhousedata.com/person/743967) | DIRECTOR | — |
| [HICKS ALICE BLACKMORE](https://search.stillhousedata.com/person/764086) | DIRECTOR | — |
| [SMITH RONNIE LLOYD](https://search.stillhousedata.com/person/783137) | DIRECTOR | — |
| [HALE JAMES C](https://search.stillhousedata.com/person/805344) | DIRECTOR | — |
| [SHUMATE DAVID R](https://search.stillhousedata.com/person/805345) | VICE PRESIDENT | — |
| [STEEL ROBERT KING](https://search.stillhousedata.com/person/805346) | DIRECTOR | — |
| [TRASK TALLMAN](https://search.stillhousedata.com/person/805347) | DIRECTOR | — |
| [BRODHEAD RICHARD HALLECK](https://search.stillhousedata.com/person/805348) | DIRECTOR | — |
| [WILLIAMS ATTICUS MORRIS](https://search.stillhousedata.com/person/805349) | DIRECTOR | — |
| [GRILLS JOE](https://search.stillhousedata.com/person/810905) | DIRECTOR | — |
| [KEOHANE NANNERL O](https://search.stillhousedata.com/person/810906) | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128339/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128339/similar
- Related entities: https://search.stillhousedata.com/firm/128339/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128339

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.