# CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CARY STREET PARTNERS INVESTMENT ADVISORY LLC of RICHMOND, VA is an SEC-registered investment adviser.

## Registration

- CRD: 128545
- Type: SEC-registered investment adviser
- SEC file number: 801-64239
- Location: 901 EAST BYRD STREET, SUITE 1001, RICHMOND, VA, 23219
- Phone: (804) 340-8100
- Latest filing: 2026-03-30
- Regulatory AUM: $10.3B
- Discretionary AUM: $6.9B
- Non-discretionary AUM: $3.3B
- Clients: 182
- Accounts: 16,731

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (59)

_Showing 25 of 59 people._

| Name | Role | Location |
| --- | --- | --- |
| Mitchell Brendon Lee | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DIRECTOR | North Bend, WA |
| Smith Edward | PARTNER | Norwalk, CT |
| Katherine Townshend Stockton | BOARD MANAGER | — |
| Marc Matthew Mcmanus | BOARD MANAGER | — |
| Douglas Guy Stewart | BOARD MANAGER; BOARD MANAGER, CHAIRMAN | — |
| Walter Donald Bayne | BOARD MANAGER; PRESIDENT, MANAGING DIRECTOR; PRESIDENT, MANAGING DIRECTOR | — |
| Joseph Redmond Schmuckler | BOARD MANAGER; CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF); CHIEF EXECUTIVE OFFICER (CSPF) | — |
| Kevin Lee Mitchell | CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| Thomas Hogshead Tullidge | BOARD MANAGER; SECRETARY/TREASURER, BOARD MANAGER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF); SECRETARY/TREASURER, MANAGING DIRECTOR; CHIEF STRATEGY OFFICER, LEGAL AND FINANCE (CSPF) | — |
| Derron Scott Slonecker | BOARD MANAGER | — |
| Wesley Hamilton Gallup | BOARD MANAGER; CHIEF OPERATING OFFICER (CSPF); CHIEF OPERATING OFFICER, MANAGING DIRECTOR | — |
| Richard Marshall Hazel | BOARD MANAGER | — |
| Hsueh-Liang "Leon" Chen | BOARD MANAGER; CHIEF TECHNOLOGY OFFICER (CSPF) | — |
| Maria Pia Tedesco | BOARD MANAGER | — |
| Matthew Lawrence Rubin | CHIEF INVESTMENT OFFICER (CSPF); CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | — |
| Nancy Riggleman Oliver | CHIEF COMPLIANCE OFFICER, DIRECTOR | — |
| BLACK JOHN DAVID | CHIEF OPERATING OFFICER; MEMBER | — |
| GAMBILL MARK MINTFORD | CEO; MANAGER; MEMBER (+1 more) | — |
| TULLIDGE THOMAS HOGSHEAD | BOARD MANAGER; CHIEF LEGAL OFFICER; MANAGER (+3 more) | — |
| CAFFEY KIP REED | CO-MANAGING PARTNER / CEO; CO-MANAGING PARTNER / CEO / MANAGER; DIRECT OWNER (+4 more) | — |
| ACUFF ALFRED MARSHALL | CHAIRMAN; CHIEF MARKET STRATEGIST; MANAGER (+3 more) | — |
| MORSE MARVIN BRENT | CCO/HEAD OF CAPITAL MARKETS RESEARCH; CHIEF COMPLIANCE OFFICER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ROCHLEAU PAUL | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| SCHMUCKLER JOSEPH REDMOND | BOARD MANAGER; CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER (CSPF); CHAIRMAN, BOARD MANAGER; CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR (CARY STREET PARTNERS FINANCIAL LLC OR "CSPF") (+4 more) | — |
| HALLIBURTON BENJAMIN CARY | BOARD MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128545/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128545/similar
- Related entities: https://search.stillhousedata.com/firm/128545/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128545

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.