# CAPE ANN CAPITAL, INC.

CAPE ANN CAPITAL, INC. of CONCORD, MA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 128942
- Type: SEC-registered investment adviser
- SEC file number: 801-66982
- Location: 22 GROVE STREET, CONCORD, MA, 01742-1509
- Phone: 978-254-5841
- Latest filing: 2026-03-31
- Regulatory AUM: $193.0M
- Discretionary AUM: $181.2M
- Non-discretionary AUM: $11.8M
- Clients: 2
- Accounts: 549

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| David Allan Umstead | NON-EMPLOYEE SHAREHOLDER; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| James Ralph Jasinski | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| Jeremy Distefano | CEO, CHIEF COMPLIANCE OFFICER; PORTFOLIO MANAGER/OWNER | — |
| UMSTEAD DAVID ALLAN | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| JASINSKI JAMES RALPH | CHIEF EXECUTIVE OFFICER; VICE PRESIDENT | — |
| UMSTEAD DAVID A | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| DISTEFANO JEREMY | PORTFOLIO MANAGER/OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128942/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128942/similar
- Related entities: https://search.stillhousedata.com/firm/128942/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128942

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.