# DAFNA CAPITAL MANAGEMENT, LLC

DAFNA CAPITAL MANAGEMENT, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 129053
- Type: SEC-registered investment adviser
- SEC file number: 801-62559
- Location: 10990 WILSHIRE BOULEVARD, SUITE 1400, LOS ANGELES, CA, 90024
- Phone: 310-954-3200
- Latest filing: 2026-03-30
- Regulatory AUM: $645.2M
- Discretionary AUM: $645.2M
- Clients: 8
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Nathan Fischel | CHIEF EXECUTIVE OFFICER; TRUSTEE | Los Angeles, CA |
| Fariba Fischel Ghodsian | CHIEF INVESTMENT OFFICER; TRUSTEE | — |
| Xun Lin | CHIEF COMPLIANCE OFFICER | — |
| HEDAYAT MANDANA | CHIEF COMPLIANCE OFFICER | — |
| FISCHEL NATHAN | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; MANAGER AND CHIEF EXECUTIVE OFFICER (+4 more) | — |
| GHODSIAN FARIBA FISCHEL | CHIEF INVESTMENT OFFICER; MANAGER; MANAGING MEMBER (+1 more) | — |
| ASHER DANIEL BRUCE | MANAGING MEMBER; SHAREHOLDER AND PRESIDENT | — |
| ASHER SUSAN V | TRUSTEE | — |
| NURTMAN HOWARD IAN | CHIEF COMPLIANCE OFFICER | — |
| LIN XUN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/129053/brochure
- Similar advisers: https://search.stillhousedata.com/firm/129053/similar
- Related entities: https://search.stillhousedata.com/firm/129053/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/129053

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.