# GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 129288
- Type: SEC-registered investment adviser
- SEC file number: 801-62515
- Location: 227 WEST MONROE STREET, 7TH FLOOR, CHICAGO, IL, 60606
- Phone: 312-357-1007
- Latest filing: 2026-03-31
- Regulatory AUM: $4.1B
- Discretionary AUM: $4.1B
- Clients: 5
- Accounts: 3

## Business model

- Compensation: % of AUM
- Clients served: Charities

## Officers, owners & control persons (38)

_Showing 25 of 38 people._

| Name | Role | Location |
| --- | --- | --- |
| Joanna Marie Catalucci | SR. MANAGING DIRECTOR | — |
| Amy Jo Lee | GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR | — |
| Dustan Roy Beier | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Margaux Marie Misantone | CHIEF COMPLIANCE OFFICER | — |
| Brian Edward Binder | PRESIDENT, MUTUAL FUNDS BOARDS, AND SR. MANAGING DIRECTOR | — |
| MILLER KATHLEEN ANN | CHIEF COMPLIANCE OFFICER | — |
| LEE AMY JO | GENERAL COUNSEL, SECRETARY, AND SR. MANAGING DIRECTOR; SENIOR VICE PRESIDENT AND SECRETARY | — |
| MINERD BYRON SCOTT | DIRECTOR | — |
| BYRUM MICHAEL PAUL | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| ROBINSON KAREN M | GENERAL COUNSEL AND SECRETARY; SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL; SENIOR MANAGING DIRECTOR, GENERAL COUNSEL AND SECRETARY | — |
| HOOTEN DAVID CHARLES | CEO; CHAIRMAN OF THE BOARD AND CEO | — |
| DALMASO NICHOLAS | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| DILEONARDI ANTHONY JAMES | SENIOR MANAGING DIRECTOR, DISTRIBUTION; VICE CHAIRMAN | — |
| RIGERT MICHAEL JOSEPH | PRESIDENT; VICE CHAIRMAN | — |
| KOCHEVAR ANNE STEELE | MANAGING DIRECTOR AND CCO; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| COGLIANDRO DOMINICK | CHIEF OPERATING OFFICER; MANAGING DIRECTOR AND COO | — |
| ALBELDA BRUCE RUDOLPH | CHIEF FINANCIAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| CHAMBERLAIN SUSAN MERLE | CHIEF COMPLIANCE OFFICER | — |
| DALMASO NICHOLAS NMN | CHIEF ADMINISTRATIVE OFFICER | — |
| SAXON BRUCE NMN | CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| FUTRELL JOHN THOMAS | SENIOR MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| MAGOON CHRISTIAN WILLIAM | PRESIDENT | — |
| HILL STEVEN MARK | MANAGING DIRECTOR & CFO; MANAGING DIRECTOR, CFO & COO | — |
| MILLINGTON CHARLES GLENN | SENIOR MANAGING DIRECTOR, CFO & COO | — |
| WESBURY BRIAN STUART | SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT STRATEGIST & CHAIRMAN OF THE INVESTMENT COMMITTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/129288/brochure
- Similar advisers: https://search.stillhousedata.com/firm/129288/similar
- Related entities: https://search.stillhousedata.com/firm/129288/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/129288

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.