# ZEPHYR MANAGEMENT, L.P.

ZEPHYR MANAGEMENT, L.P. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 129683
- Type: SEC-registered investment adviser
- SEC file number: 801-128453
- Location: 12 EAST 49TH STREET, 41ST FLOOR, NEW YORK, NY, 10017
- Phone: 212-508-9400
- Latest filing: 2026-03-17
- Regulatory AUM: $256.3M
- Discretionary AUM: $244.3M
- Non-discretionary AUM: $12.0M
- Clients: 22
- Accounts: 34

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: High net worth, Investment cos, Other

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| Thomas Corcoran Barry | CHAIRMAN, CCO AND LIMITED PARTNER; CHAIRMAN, DIRECTOR AND SHAREHOLDER | New York, NY |
| Konstantina Keriazes | SECRETARY AND LIMITED PARTNER | — |
| Mukul Gulati | CEO, CIO, PRESIDENT AND LIMITED PARTNER; SHAREHOLDER | New York, NY |
| Pankaj Ravinder Raina | LIMITED PARTNER | — |
| Timothy Barry Horsburgh | LIMITED PARTNER | — |
| Nikhil Sultania | LIMITED PARTNER | — |
| CANTER STEPHEN EDWARD | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| BARRY THOMAS CORCORAN | CCO, LIMITED PARTNER; DIRECTOR OF ZEPHYR PEACOCK MANAGEMENT II LIMITED AND ZP INDIA ADVISORY PRIVATE LIMITED; CEO, CCO, LIMITED PARTNER; DIRECTOR OF ZEPHYR PEACOCK MANAGEMENT II LIMITED AND ZP INDIA ADVISORY PRIVATE LIMITED; CEO, LIMITED PARTNER (+7 more) | — |
| SCHNEIDER STEVEN A | BENEFICIARY | — |
| GARRETT DAVID WILLIAM JAMES | LIMITED PARTNER; LIMITED PARTNER/CHAIRMAN OF ZEPHYR MANAGEMENT U.K., LTD. | — |
| KERIAZES CONSTANTINA | SECRETARY; SECRETARY AND LIMITED PARTNER | — |
| KIM BRIAN HYUNG | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | — |
| KELVIN ROY SCOTT | CHIEF FINANCIAL OFFICER | — |
| HORVITZ MICHAEL JOHN | MANAGER MEMBER | — |
| BATES STEVEN ANDREW RALPH | CHIEF INVESTMENT OFFICER - MARKETABLE SECURITIES; CHIEF INVESTMENT OFFICER - MARKETABLE SECURITIES/LIMITED PARTNER; CHIEF INVESTMENT OFFICER - MARKETABLE SECURITIES/LIMITED PARTNER/DIRECTOR OF ZEPHYR MANAGEMENT U.K., LTD. | — |
| HARO WILSON EGIDIO | DIRECTOR OF ACCOUNTING | — |
| CORTAZZI JANET CLAIRE | CHIEF COMPLIANCE OFFICER | — |
| BARTOSIC ALBERT J | CHIEF ADMINISTRATIVE OFFICER, LIMITED PARTNER | — |
| SCHNEIDER PAM H | BENEFICIARY; MANAGER MEMBER | — |
| HORVITZ PETER A | MANAGER MEMBER | — |
| CORTAZZI JANET | CHIEF COMPLIANCE OFFICER | — |
| BARTOSIC ALBERT JOSEPH | CHIEF ADMINISTRATIVE OFFICER, LIMITED PARTNER | — |
| SCHNEIDER PAM HORVITZ | BENEFICIARY; MANAGER MEMBER; TRUSTEE | — |
| HORVITZ PETER ALLAN | MANAGER MEMBER | — |
| SCHNEIDER SARAH ANNE | BENEFICIARY | — |


## Private funds (27)

Mix: Private Equity Fund 14 · Hedge Fund 13

_Showing 15 of 27 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ZEPHYR PEACOCK INDIA GROWTH FUND | Private Equity Fund | India | 76 | $77.6M | $140K |
| ZEPHYR PEACOCK INDIA GROWTH FUND II | Private Equity Fund | India | 45 | $20.2M | $100K |
| ZEPHYR MANTRA LLC | Private Equity Fund | Delaware | 1 | $19.7M | $1.0M |
| ZW AGGRESSIVE FUND | Hedge Fund | Bermuda | 58 | $16.6M | $25K |
| ZEPHYR PEACOCK INDIA FUND III LIMITED | Private Equity Fund | Mauritius | 60 | $16.3M | $100K |
| ZW CONSERVATIVE FUND | Hedge Fund | Bermuda | 83 | $15.1M | $25K |
| ZW ALL EQUITIES FUND | Hedge Fund | Bermuda | 65 | $12.7M | $25K |
| ZW AKI FUND | Hedge Fund | Bermuda | 1 | $12.3M | $25K |
| ZW MIZUKI FUND | Hedge Fund | Bermuda | 1 | $8.0M | $25K |
| ZW QUANTUM FUND | Hedge Fund | Bermuda | 1 | $8.0M | $25K |
| ZEPHYR PEACOCK INDIA III FUND | Private Equity Fund | India | 89 | $7.1M | $100K |
| ZW ORCHARD ROAD FUND | Hedge Fund | Bermuda | 1 | $6.0M | $25K |
| ZW U.S. FUNDS LLC (AGGRESSIVE FUND) | Hedge Fund | Delaware | 8 | $5.9M | $25K |
| ZW MEGATRENDS FUND | Hedge Fund | Bermuda | 35 | $4.8M | $25K |
| ZW BALANCED FUND | Hedge Fund | Bermuda | 25 | $4.8M | $25K |


## Fund service providers (6)

- administrator: SS&C FUND SERVICES (BERMUDA), LTD. — 11 funds
- administrator: APEX FINANCIAL SERVICES (MAURITIUS) LTD. — 2 funds
- administrator: APEX GROUP LTD — 2 funds
- administrator: BEACON TRUSTEESHIP LIMITED — 2 funds
- administrator: VISTRA ITCL (INDIA) LIMITED — 2 funds
- administrator: OCORIAN CORPORATE SERVICES (MAURITIUS) LIMITED

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/129683/brochure
- Similar advisers: https://search.stillhousedata.com/firm/129683/similar
- Related entities: https://search.stillhousedata.com/firm/129683/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/129683

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.