# ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP. of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 12969
- Type: SEC-registered investment adviser
- SEC file number: 801-45849
- Location: 5933 W CENTURY BLVD, 9TH FLOOR, LOS ANGELES, CA, 90045
- Phone: 310-670-0800
- Latest filing: 2009-11-11
- Clients: 11

## Officers, owners & control persons (32)

_Showing 25 of 32 people._

| Name | Role | Location |
| --- | --- | --- |
| HURLEY LIAM JOHN | CEO/PRESIDENT | — |
| KALBAUGH JOHN ANDREW | CHIEF EXECUTIVE OFFICER | — |
| ROBINSON LEE | VP/COMPLIANCE | — |
| DIXON JOHN LINCOLN | CHIEF EXECUTIVE OFFICER/DIRECTOR | — |
| BECKER DAVID CLIFFORD SR | CHIEF FINANCIAL OFFICER/TREASURER | — |
| MCGIVNEY JOHN MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| BROWN STEPHANIE LEIGH | DIRECTOR | — |
| STEARNS ESTHER MARION | DIRECTOR | — |
| DWYER WILLIAM EDWARD III | DIRECTOR | — |
| NAKAGIRI NEAL EDWIN | PRESIDENT/CEO/GENERAL COUNSEL; PRESIDENT/CEO/GENERAL COUNSEL/SR. CROP | — |
| LINDSEY JOHN ROY | TREASURER/CFO | — |
| SUJANANI MURLI DAYARAM | SR VP/INVESTMENT RESEARCH; SVP/INVESTMENT RESEARCH | — |
| EVANS DENISE MARIE | SVP/GENERAL COUNSEL; VP/COMPLIANCE; VP/GENERAL COUNSEL | — |
| MALONEY MAUREEN MELODEE | CHIEF COMPLIANCE OFFICER; SVP/CHIEF COMPLIANCE OFFICER | — |
| RICHARDSON KIM A | SVP/CHIEF MARKETING OFFICER | — |
| FISHER FAY EARL | CHIEF EXECUTIVE OFFICER; SVP/CHIEF ADMINISTRATIVE OFFICER | — |
| COUCH ALLISON LEE | PRESIDENT | — |
| SCHEFFY ELGONDE MAGDALENA | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CROP | — |
| VANNOY-PINEDA KATHLEEN DENISE | CHIEF COMPLIANCE OFFICER | — |
| COULTER JAMES GEORGE | STOCKHOLDER | — |
| CARSON RANDAL ROY | SR VP/TRADING | — |
| BARNARD WILLIAM PAUL | VP/INSURANCE | — |
| GERWICK PATRICIA LEE | VP/REGIONAL DIRECTOR | — |
| VANDEGRIFT MARK ALAN | VP/REGIONAL DIRECTOR | — |
| GALVAN MARY CATHERINE | VP/OPERATIONS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/12969/brochure
- Similar advisers: https://search.stillhousedata.com/firm/12969/similar
- Related entities: https://search.stillhousedata.com/firm/12969/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/12969

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.