# LADENBURG THALMANN FUND MANAGEMENT LLC

LADENBURG THALMANN FUND MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 129787
- Type: SEC-registered investment adviser
- SEC file number: 801-63441
- Location: 277 PARK AVENUE, NEW YORK, NY, 10172
- Phone: 212-409-2000
- Latest filing: 2018-04-02
- Regulatory AUM: $27.2M
- Non-discretionary AUM: $27.2M
- Clients: 5
- Accounts: 1

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| RUGGIERO JOHN HENRY | MANAGER | — |
| BOYAR MARK ALAN | MANAGER | — |
| HOOTEN DAVID CHARLES | CHAIRMAN OF THE BOARD AND CEO | — |
| DALMASO NICHOLAS | MANAGER; MANAGER AND CHIEF COMPLIANCE OFFICER | — |
| MULLOOLY STEVEN MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| MATEICKA ROBERT CHARLES | CHIEF COMPLIANCE OFFICER | — |
| BLANCATO PHILIP SALVATORE | MANAGER | — |
| FRANCO COREY | CHIEF COMPLIANCE OFFICER | — |
| CHILLEMI DIANE MARIE | CHIEF FINANCIAL OFFICER | — |
| DESMOND JAIME LYNN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | — |
| GIANNOTTO MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| MOORS COLIN MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| EVANS STUART ASHLEY | CHIEF COMPLIANCE OFFICER | — |
| GIOVANNIELLO JOSEPH NA | SVP/GENERAL COUNSEL & SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/129787/brochure
- Similar advisers: https://search.stillhousedata.com/firm/129787/similar
- Related entities: https://search.stillhousedata.com/firm/129787/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/129787

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.