# FEDERMANN FINANCIAL ADVISORS INC.

FEDERMANN FINANCIAL ADVISORS INC. of ROCKY POINT, NY is an SEC-registered investment adviser.

## Registration

- CRD: 129975
- Type: SEC-registered investment adviser
- SEC file number: 801-71273
- Location: 745 ROUTE 25A, SUITE C, ROCKY POINT, NY, 11778
- Phone: 631-981-1904
- Latest filing: 2026-02-17
- Regulatory AUM: $108.2M
- Discretionary AUM: $108.2M
- Clients: 3
- Accounts: 167

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Lisa Ann Kelly | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| KELLY CATHERINE ANN | PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| FEDERMANN ROCHELLE | EXECUTRIX | — |
| FEDERMANN FRANKLIN HOWARD | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/129975/brochure
- Similar advisers: https://search.stillhousedata.com/firm/129975/similar
- Related entities: https://search.stillhousedata.com/firm/129975/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/129975

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.