# WHALEN CAPITAL, INC.

WHALEN CAPITAL, INC. of WAUSAU, WI is an SEC-registered investment adviser.

## Registration

- CRD: 130016
- Type: SEC-registered investment adviser
- SEC file number: 801-129615
- Location: 226411 RIB MOUNTAIN RD, WAUSAU, WI, 54401
- Phone: 715-241-6935
- Latest filing: 2026-03-12
- Regulatory AUM: $75.1M
- Discretionary AUM: $75.1M
- Clients: 4
- Accounts: 276

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Bradley Thomas | VICE PRESIDENT/SECRETARY | Manhattan Beach, CA |
| Kerry Richard Whalen | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| WHALEN KERRY RICHARD | PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT/TREASURER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130016/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130016/similar
- Related entities: https://search.stillhousedata.com/firm/130016/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130016

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.