# EMERSON EQUITY LLC

EMERSON EQUITY LLC of SAN MATEO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 130032
- Type: SEC-registered investment adviser
- SEC file number: 801-120835
- Location: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA, 94402
- Phone: 650-312-0200
- Latest filing: 2026-04-08
- Regulatory AUM: $321.7M
- Discretionary AUM: $214.6M
- Non-discretionary AUM: $107.1M
- Clients: 343
- Accounts: 682

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Dominic Julio Baldini | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | — |
| Timothy Evan Sullivan | DIRECT OWNER IN OCEANIC PARTNERS, INC. | — |
| Jaclyn Deanne Strife | DIRECT OWNER IN OCEANIC PARTNERS, INC. | — |
| Kathleen Frances Morrissey | CHIEF OPERATIONS OFFICER | — |
| Sean Kristian Snyder | CHIEF STRATEGY OFFICER | — |
| BALDINI DOMINIC JULIO | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP; MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | — |
| SULLIVAN TIMOTHY EVAN | DIRECT OWNER IN OCEANIC PARTNERS, INC.; PRESIDENT | — |
| SNYDER SEAN KRISTIAN | CHIEF STRATEGY OFFICER | — |
| STRIFE JACLYN DEANNE | DIRECT OWNER IN OCEANIC PARTNERS, INC. | — |
| MORRISSEY KATHLEEN FRANCES | CHIEF OPERATIONS OFFICER | — |


## Disclosures (14)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-03-09 | regulatory | THE FIRM FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A SUPERVISORY SYSTEM, INCLUDING WRITTEN PROCEDURES, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH FINRA'S SUITABILITY RULE AS IT PERTAINED TO SHORT-TERM TRADING OF MUTUAL FUND A AND B SHARES FROM JANUARY, 2015 - JUNE, 2020. | Final | $65K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130032/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130032/similar
- Related entities: https://search.stillhousedata.com/firm/130032/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130032

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.