# HARVEST CAPITAL STRATEGIES LLC

HARVEST CAPITAL STRATEGIES LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 130037
- Type: SEC-registered investment adviser
- SEC file number: 801-66003
- Location: 101 CALIFORNIA STREET, SUITE 1700, SAN FRANCISCO, CA, 94111
- Phone: (415) 835-3900
- Latest filing: 2025-03-31
- Regulatory AUM: $1.1M
- Discretionary AUM: $1.1M
- Clients: 57
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos, Other

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| [Raymond Siva Jackson](https://search.stillhousedata.com/person/311089) | PRESIDENT AND CHIEF FINANCIAL OFFICER | San Francisco, CA |
| [John Frederick Carlin](https://search.stillhousedata.com/person/712253) | DIRECTOR | — |
| [Allison Ronli Mcnamara](https://search.stillhousedata.com/person/712254) | CHIEF COMPLIANCE OFFICER | — |
| [CARLIN JOHN FREDERICK](https://search.stillhousedata.com/person/773500) | DIRECTOR | — |
| [JOLSON JOSEPH ANDREW](https://search.stillhousedata.com/person/796412) | CEO; CEO OF HARVEST CAPITAL STRATEGIES LLC; CEO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC (+2 more) | — |
| [TARKOFF JANET LORAINE](https://search.stillhousedata.com/person/796413) | CLO; CLO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | — |
| [JACKSON RAYMOND SIVA](https://search.stillhousedata.com/person/796414) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER OF HARVEST CAPITAL STRATEGIES LLC; PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| [LYNCH KEVIN CHRISTOPHER](https://search.stillhousedata.com/person/796415) | CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC; CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC, JMP CREDIT ADVISORS LLC, AND CRATOS CDO MANAGEMENT LLC; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER (+3 more) | — |
| [MOGAVERO EGIDIO](https://search.stillhousedata.com/person/798752) | CCO; CHIEF COMPLIANCE OFFICER | — |
| [JOHNSON CRAIG RANDALL](https://search.stillhousedata.com/person/803404) | CHAIRMAN; CHAIRMAN OF HARVEST CAPITAL STRATEGIES LLC | — |
| [MIKLOSI CHANTAL](https://search.stillhousedata.com/person/806969) | CHIEF FINANCIAL OFFICER | — |
| [KITCHIN CRAIG ROBERT](https://search.stillhousedata.com/person/811539) | CHIEF FINANCIAL OFFICER OF CRATOS CDO MANAGEMENT LLC; CHIEF FINANCIAL OFFICER OF JMP CREDIT ADVISORS LLC AND CRATOS CDO MANAGEMENT LLC | — |
| [SOLOMON SCOTT ALAN](https://search.stillhousedata.com/person/817538) | CHIEF LEGAL OFFICER; CLO OF HARVEST CAPITAL STRATEGIES LLC, JMP CREDIT ADVISORS LLC, AND CRATOS CDO MANAGEMENT LLC | — |
| [LEFEBVRE RENEE](https://search.stillhousedata.com/person/822313) | CHIEF ADMINISTRATIVE OFFICER OF JMP CREDIT ADVISORS LLC AND CRATOS CDO MANAGEMENT LLC; CHIEF OPERATIONS OFFICER OF CRATOS CDO MANAGEMENT LLC | — |
| [HAMM BRYAN B](https://search.stillhousedata.com/person/831721) | PRESIDENT OF JMP CREDIT ADVISORS LLC AND CRATOS CDO MANAGEMENT LLC | — |
| [Rosenberg Zachary Seth](https://search.stillhousedata.com/person/838978) | CHIEF COMPLIANCE OFFICER | — |
| [Conroy Walter Ivor](https://search.stillhousedata.com/person/847991) | CHIEF LEGAL OFFICER | — |
| [McNamara Allison Ronli](https://search.stillhousedata.com/person/874422) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-10-14 | regulatory | RULE 105 OF REGULATION M: SEC ALLEGES THAT IN MAY 2014, REGISTRANT BOUGHT OFFERING SHARES FROM AN UNDERWRITER OR BROKER OR DEALER PARTICIPATING IN A FOLLOW-ON PUBLIC OFFERING AFTER HAVING SOLD SHORT THE SAME SECURITY DURING THE RULE 105 RESTRICTED PERIOD. | Final | $65K |
| 2015-08-12 | regulatory | ON AUGUST 12, 2015, THE U.S. CONSUMER FINANCIAL PROTECTION BUREAU ("CFPB") ISSUED A CONSENT ORDER ("CFPB ORDER") AGAINST CITIZENS FINANCIAL GROUP, INC.; CITIZENS BANK, N.A.; AND/OR CITIZENS BANK OF PENNSYLVANIA (COLLECTIVELY, THE "BANKS") RELATING TO DEPOSIT RECONCILIATION PRACTICES FROM JANUARY 200… | Final | $7.5M |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| JMP MASTERS FUND, LP | Hedge Fund | California | 21 | $1.1M | $1.0M |


## Fund service providers (1)

- administrator: CITCO FUND SERVICES

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130037/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130037/similar
- Related entities: https://search.stillhousedata.com/firm/130037/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130037

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.