# GENWORTH FINANCIAL INVESTMENT MANAGEMENT, LLC

GENWORTH FINANCIAL INVESTMENT MANAGEMENT, LLC of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 130138
- Type: SEC-registered investment adviser
- SEC file number: 801-62888
- Location: 3001 SUMMER STREET, 2ND FLOOR, STAMFORD, CT, 06905
- Phone: 203-708-3511
- Latest filing: 2011-03-09
- Regulatory AUM: $774.3M
- Discretionary AUM: $774.3M
- Clients: 11
- Accounts: 2

## Officers, owners & control persons (53)

_Showing 25 of 53 people._

| Name | Role | Location |
| --- | --- | --- |
| [Griffin Thomas William](https://search.stillhousedata.com/person/276257) | MANAGER AND PRESIDENT; SENIOR VICE PRESIDENT | Tampa,, FL |
| [SCHUTZ PAMELA S](https://search.stillhousedata.com/person/739164) | MANAGER & PRESIDENT; PRESIDENT | — |
| [DUFFY THOMAS EDWARD](https://search.stillhousedata.com/person/739165) | SENIOR VICE PRESIDENT | — |
| [HAYNES BRIAN W](https://search.stillhousedata.com/person/739166) | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER | — |
| [APOSTLE JOHN GEORGE](https://search.stillhousedata.com/person/739167) | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| [PRIZZIA GARY THOMAS](https://search.stillhousedata.com/person/739168) | TREASURER | — |
| [MCKENNEY RICHARD PAUL](https://search.stillhousedata.com/person/739169) | SENIOR VICE PRESIDENT | — |
| [BURRELL COLIN A](https://search.stillhousedata.com/person/739170) | VICE PRESIDENT AND ASSISTANT SECRETARY | — |
| [SHAH SHAILESH](https://search.stillhousedata.com/person/739171) | VICE PRESIDENT | — |
| [LINEBERRY GRANT](https://search.stillhousedata.com/person/739172) | VICE PRESIDENT | — |
| [MERRILL PATRICIA](https://search.stillhousedata.com/person/739173) | CHIEF COMPLIANCE OFFICER; SR VICE PRESIDENT AND SECRETARY; VICE PRESIDENT AND ASSISTANT SECRETARY (+2 more) | — |
| [FISCHER SHANNON M](https://search.stillhousedata.com/person/739174) | SENIOR VICE PRESIDENT AND CHIEF RISK OFFICER | — |
| [LINDQUIST SCOTT ROBERT](https://search.stillhousedata.com/person/739175) | VICE PRESIDENT; VICE PRESIDENT, CONTROLLER | — |
| [HELMINTOLLER KEVIN](https://search.stillhousedata.com/person/739176) | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| [ZIELINSKI JOHN ADAM](https://search.stillhousedata.com/person/739177) | VICE PRESIDENT AND CONTROLLER | — |
| [BUDDLE JAMES JOSEPH](https://search.stillhousedata.com/person/739178) | MANAGER; MANAGER, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| [GILBERT RONALD](https://search.stillhousedata.com/person/739179) | VICE PRESIDENT; VICE PRESIDENT, OPERATIONS | — |
| [MARSICO SAMUEL D](https://search.stillhousedata.com/person/739180) | SENIOR VICE PRESIDENT | — |
| [BLAIR CAROL KUNA](https://search.stillhousedata.com/person/740403) | VICE PRESIDENT AND CHIEF RISK OFFICER; VICE PRESIDENT, CHIEF RISK OFFICER | — |
| [KENNEDY JAMES D](https://search.stillhousedata.com/person/742989) | SR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| [ROHAN ALEXANDER VINCENT](https://search.stillhousedata.com/person/744801) | ASSISTANT VICE PRESIDENT | — |
| [HERSCH STEVEN](https://search.stillhousedata.com/person/744802) | ASSISTANT VICE PRESIDENT; VICE PRESIDENT | — |
| [TORRES VIDAL J](https://search.stillhousedata.com/person/744803) | VICE PRESIDENT, ASSISTANT SECRETARY; VICE PRESIDENT, ASST. SECRETARY | — |
| [MCNUTT ROBERT W](https://search.stillhousedata.com/person/744804) | ASSISTANT TREASURER; ASSITANT TREASURER | — |
| [SHEEHAN DANIEL J](https://search.stillhousedata.com/person/744805) | VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130138/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130138/similar
- Related entities: https://search.stillhousedata.com/firm/130138/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130138

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.