# MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC

MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC of NY, NY is an SEC-registered investment adviser.

## Registration

- CRD: 130352
- Type: SEC-registered investment adviser
- SEC file number: 801-62755
- Location: 125 W 55TH STREET, LEVEL 21, NY, NY, 10019
- Phone: 212-231-1000
- Latest filing: 2019-06-27
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.9B
- Clients: 20
- Accounts: 7

## Officers, owners & control persons (36)

_Showing 25 of 36 people._

| Name | Role | Location |
| --- | --- | --- |
| Craig Andrew Stewart | DIRECTOR | Channel Islands, Y9 |
| Craig Stewart | DIRECTOR | St. Helier, Y9 |
| MILLER KATHLEEN ANN | CHIEF COMPLIANCE OFFICER | — |
| FITCH JONATHAN AUBREY | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER (+2 more) | — |
| BARRY ROSE ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| PALMER RONALD GEORGE | CHIEF OPERATING OFFICER | — |
| FORNI FREDERICK PETER | DIRECTOR | — |
| KANG LIWEN | DIRECTOR | — |
| BRUCK BENJAMIN MATTHAUS | DIRECTOR | — |
| TORLINE MARK GREGORY | DIRECTOR | — |
| DALI DAVID PAUL | DIRECTOR | — |
| YATES OLIVER TENNANT | DIRECTOR | — |
| BYRD BRETT ALAN | CHIEF COMPLIANCE OFFICER | — |
| KIM JOHN | CHIEF LEGAL OFFICER | — |
| DARKE STEPHEN JON | DIRECTOR | — |
| WHEELER CHARLES WARWICK STILES | DIRECTOR | — |
| OCONNOR DAVID | DIRECTOR | — |
| BUTT RICHARD CRAIG | CHIEF COMPLIANCE OFFICER; DIRECTOR; PRESIDENT/DIRECTOR | — |
| KEMP KEITH D | CHIEF OPERATING OFFICER | — |
| SMITH THOMAS J | DIRECTOR | — |
| BERGHERR DIANA ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| TREWARTHA NIGEL | CHIEF INVESTMENT OFFICER | — |
| SALUS RICHARD | TREASURER | — |
| WORRALL SALLY LOUISE | CHIEF COMPLIANCE OFFICER | — |
| MORTENSEN CHRISTINE LEE | CHIEF LEGAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130352/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130352/similar
- Related entities: https://search.stillhousedata.com/firm/130352/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130352

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.