# BERMAN, STEVEN MALLIN

BERMAN, STEVEN MALLIN is an SEC-registered investment adviser.

## Registration

- CRD: 130537
- Type: SEC-registered investment adviser
- SEC file number: 801-63121
- Phone: 415-388-8938
- Latest filing: 2018-07-25
- Regulatory AUM: $1.1B
- Discretionary AUM: $1.1B
- Clients: 1
- Accounts: 197

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| [BERMAN STEVEN MALLIN](https://search.stillhousedata.com/person/748364) | SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER | — |
| [BERMAN LAWRENCE M](https://search.stillhousedata.com/person/796621) | SOLE PROPRIETOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130537/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130537/similar
- Related entities: https://search.stillhousedata.com/firm/130537/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130537

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.