# FRANCIS LLC

FRANCIS LLC of BROOKFIELD, WI is an SEC-registered investment adviser.

## Registration

- CRD: 130687
- Type: SEC-registered investment adviser
- SEC file number: 801-62841
- Location: 19435 W. CAPITOL DRIVE, BROOKFIELD, WI, 53045
- Phone: 866-232-6457
- Latest filing: 2026-03-27
- Clients: 26

## Business model

- Compensation: Hourly, Fixed
- Clients served: Pensions, Charities, Other

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Francis D John | MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | Trenton, NJ |
| Michael John Francis | MANAGER, CCO | — |
| SEND KELLI B | MEMBER | — |
| TRUOG STEPHANIE JEAN | MEMBER | — |
| DUNTEMAN CLIFFORD HENRY | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130687/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130687/similar
- Related entities: https://search.stillhousedata.com/firm/130687/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130687

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.