# ROCK POINT ADVISORS, LLC

ROCK POINT ADVISORS, LLC of BURLINGTON, VT is an SEC-registered investment adviser.

## Registration

- CRD: 130825
- Type: SEC-registered investment adviser
- SEC file number: 801-62923
- Location: 77 COLLEGE STREET, 4TH FLOOR, BURLINGTON, VT, 05401-4014
- Phone: 802-864-2266
- Latest filing: 2026-03-24
- Regulatory AUM: $655.7M
- Discretionary AUM: $655.7M
- Clients: 9
- Accounts: 493

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Michael Leighton Huffman | PRESIDENT | — |
| Todd Alan Wulfson | VICE PRESIDENT, CCO | — |
| Timothy A Humphrey | WEALTH MANAGER | — |
| HUFFMAN MICHAEL LEIGHTON | PRESIDENT | — |
| WULFSON TODD ALAN | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT, CCO | — |
| PEMBERTON EVAN ISAIAH | CHIEF COMPLIANCE OFFICER | — |
| CULVER BRIAN RICHARD | CHIEF COMPLIANCE OFFICER | — |
| HUMPHREY TIMOTHY A | WEALTH MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130825/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130825/similar
- Related entities: https://search.stillhousedata.com/firm/130825/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130825

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.