# ALPHA PLANNING AND FINANCIAL SERVICES, INC.

ALPHA PLANNING AND FINANCIAL SERVICES, INC. of SOLON, OH is an SEC-registered investment adviser.

## Registration

- CRD: 130842
- Type: SEC-registered investment adviser
- SEC file number: 801-135159
- Location: 31005 BAINBRIDGE ROAD, SUITE 6, SOLON, OH, 44139
- Phone: 440-519-0300
- Latest filing: 2026-06-11
- Regulatory AUM: $112.8M
- Discretionary AUM: $112.8M
- Clients: 5
- Accounts: 578

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| Aaron Royce Simpson | PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-03-15 | civil | ALPHA PLANNING WAS CALLED IN AS A FACT WITNESS FOR THE DEFENSE, JOAN JAVORSKY. THEN LATER, WAS BROUGHT IN TO THE SUIT AS A DEFENDANT WHEN MRS. JAVORSKY WAS FOUND TO HAVE A THIRD BENEFICIARY CHANGE. | Final | $165K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/130842/brochure
- Similar advisers: https://search.stillhousedata.com/firm/130842/similar
- Related entities: https://search.stillhousedata.com/firm/130842/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/130842

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.