# PROSPECT CAPITAL MANAGEMENT L.P.

PROSPECT CAPITAL MANAGEMENT L.P. of WEST PALM BEACH, FL is an SEC-registered investment adviser.

## Registration

- CRD: 131018
- Type: SEC-registered investment adviser
- SEC file number: 801-62969
- Location: 700 S. ROSEMARY AVE., WEST PALM BEACH, FL, 33401
- Phone: 561-285-4044
- Latest filing: 2026-08-21
- Regulatory AUM: $6.6B
- Discretionary AUM: $6.6B
- Non-discretionary AUM: $14.1M
- Clients: 143
- Accounts: 4

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Russell Lawrence Wininger](https://search.stillhousedata.com/person/697488) | CHIEF COMPLIANCE OFFICER | — |
| [John Francis Barry](https://search.stillhousedata.com/person/697489) | CEO | — |
| [Patricia Lynn Blackman](https://search.stillhousedata.com/person/706897) | DEPUTY COMPLIANCE OFFICER | — |
| [BARRY DANIEL FRANCIS](https://search.stillhousedata.com/person/761002) | CEO | — |
| [VASTARDIS WILLIAM EPAMIN](https://search.stillhousedata.com/person/762721) | CHIEF COMPLIANCE OFFICER | — |
| [BECKER DARIA](https://search.stillhousedata.com/person/791722) | CHIEF COMPLIANCE OFFICER | — |
| [BLACKMAN PATRICIA LYNN](https://search.stillhousedata.com/person/847503) | CO-C. COMPLIANCE OFFICER; DEPUTY COMPLIANCE OFFICER | — |
| [Li Jonathan Jung-hsi](https://search.stillhousedata.com/person/853395) | CHIEF COMPLIANCE OFFICER | — |
| [WININGER RUSSELL LAWRENCE](https://search.stillhousedata.com/person/882572) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131018/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131018/similar
- Related entities: https://search.stillhousedata.com/firm/131018/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131018

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.