# WINDERMERE INVESTMENT ASSOCIATES, LLC

WINDERMERE INVESTMENT ASSOCIATES, LLC of PORTLAND, OR is an SEC-registered investment adviser.

## Registration

- CRD: 131224
- Type: SEC-registered investment adviser
- SEC file number: 801-63111
- Location: 121 S W MORRISON, SUITE 925, PORTLAND, OR, 97204
- Phone: 503-228-3941
- Latest filing: 2007-03-30
- Regulatory AUM: $18.9M
- Discretionary AUM: $18.9M
- Clients: 11
- Accounts: 5

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| LOCKSHIN STEVEN DAVID | CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER | — |
| PUTTERMAN ANDREW | CO-CHIEF EXECUTIVE OFFICER | — |
| ELLIOTT DAVID BRUCE | CHIEF COMPLIANCE OFFICER | — |
| JACOB NANCY LOUISE | PRESIDENT | — |
| YORK LAURA JEAN | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131224/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131224/similar
- Related entities: https://search.stillhousedata.com/firm/131224/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131224

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.