# PHILLIPS FINANCIAL MANAGEMENT, LLC

PHILLIPS FINANCIAL MANAGEMENT, LLC of FORT WAYNE, IN is an SEC-registered investment adviser.

## Registration

- CRD: 131344
- Type: SEC-registered investment adviser
- SEC file number: 801-63343
- Location: 6920 POINTE INVERNESS WAY, SUITE 230, FORT WAYNE, IN, 46804
- Phone: 260-420-7732
- Latest filing: 2026-03-17
- Regulatory AUM: $2.6B
- Discretionary AUM: $2.3B
- Non-discretionary AUM: $343.9M
- Clients: 32
- Accounts: 3,264

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Erin Elizabeth Martin | MANAGING MEMBER | — |
| Richard Lynn Phillips | MANAGING MEMBER | — |
| Shannon Hicks Hardiek | MANAGING MEMBER | — |
| Chad Lee Burch | MANAGING MEMBER | — |
| Ben Jason Langel | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| Brant W Gerber | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| Riley William Reimschisel | MEMBER | — |
| Andrew William Parker | MEMBER | — |
| Jennifer Anne Macaleese | MANAGING MEMBER | — |
| Krystal Lynn Boxell | CHIEF COMPLIANCE OFFICER | — |
| BEHRENDT JOHN MARSHALL | MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| PHILLIPS RICHARD LYNN | MANAGING MEMBER | — |
| HARDIEK SHANNON HICKS | MANAGING MEMBER | — |
| BURCH CHAD LEE | MANAGING MEMBER | — |
| MILLER REED PAUL | MANAGING MEMBER | — |
| HICKS SHANNON M | MANAGING MEMBER | — |
| MARTIN MARY ELIZABETH | MANAGING MEMBER | — |
| HEROLD JEANINE MARIE | MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| MARTIN EDWARD BRYAN | CHIEF COMPLIANCE OFFICER | — |
| PARKER CHAD WILLIAM | MEMBER | — |
| MACALEESE JENNIFER ANNE | CHIEF COMPLIANCE OFFICER | — |
| LANGEL BEN JASON | MANAGING MEMBER | — |
| GERBER BRANT W | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| Bienz Abigail Marie | CHIEF COMPLIANCE OFFICER | — |
| Reimschisel Riley William | MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131344/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131344/similar
- Related entities: https://search.stillhousedata.com/firm/131344/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131344

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.