# OAKTREE ASSET MANAGEMENT, LLC

OAKTREE ASSET MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 131378
- Type: SEC-registered investment adviser
- SEC file number: 801-63104
- Location: 30 WALL STREET, SUITE 1203, NEW YORK, NY, 10005-2201
- Phone: 212-269-6720
- Latest filing: 2009-02-27
- Regulatory AUM: $323.0M
- Discretionary AUM: $300.1M
- Non-discretionary AUM: $22.9M
- Clients: 11
- Accounts: 359

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| BOTTOMS DAVID NEWTON | INDIRECT MEMBER; INDIRECT SHAREHOLDER; PRESIDENT,CEO,TREASURER & MANAGER | — |
| PENN JOHN SCOTT | VICE PRESIDENT & MANAGER | — |
| WEIMER VAUGHN HOWARD | MANAGING DIRECTOR | — |
| MARVIN CHRISTOPHER BAEHNE | DIRECTOR OF RESEARCH | — |
| PAVLIK ROBERT GLENN | CHIEF INVESTMENT OFFICER/SENIOR PORTFOLIO MANAGER; DIRECTOR OF RESEARCH; SENIOR PORTFOLIO MANAGER | — |
| KLEINER MILAGROS | SECRETARY-CHIEF COMPLIANCE OFFICER | — |
| CONOVER PHILIP LEE | MANAGER | — |
| RAIMONDI PETER JOHN | MANAGING MEMBER | — |
| ORBEN JACK RICHARD | CHAIRMAN & MANAGER | — |
| WELCH WILLIAM GODFREY | MANAGING DIRECTOR | — |
| MARTINEZ MILAGROS | SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131378/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131378/similar
- Related entities: https://search.stillhousedata.com/firm/131378/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131378

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.