# OLD MUTUAL CAPITAL, INC.

OLD MUTUAL CAPITAL, INC. of DENVER, CO is an SEC-registered investment adviser.

## Registration

- CRD: 131405
- Type: SEC-registered investment adviser
- SEC file number: 801-63140
- Location: 4643 SOUTH ULSTER STREET, 7TH FLOOR, DENVER, CO, 80237-2853
- Phone: 720-200-7600
- Latest filing: 2012-03-28
- Regulatory AUM: $2.3B
- Discretionary AUM: $2.3B
- Clients: 11
- Accounts: 20

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| Parker Gilbert | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND DIRECTOR | Tarrytown, NY |
| TURPIN THOMAS MOYNIHAN | DIRECTOR | — |
| POWERS SCOTT FRANCIS | CHAIRMAN AND DIRECTOR; CHIEF EXECUTIVE OFFICER, CHAIRMAN AND DIRECTOR | — |
| ZERR JOHN MARK | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY; GENERAL COUNSEL AND SECRETARY | — |
| HUNT KEVIN MARTIN | DIRECTOR | — |
| ROSE MICHAEL WALTER | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| BULLOCK DAVID JOHN | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR; CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR AND INVESTMENT COMMITTEE MEMBER | — |
| BLACK MARK EDWARD | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, TREASURER AND INVESTMENT COMMITTEE MEMBER; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER AND INVESTMENT COMMITTEE MEMBER (+3 more) | — |
| DAVIS WILLIAM THOMAS | EXECUTIVE VICE PRESIDENT; AFFILIATE RELATIONS; SENIOR VICE PRESIDENT,INVESTMENT MANAGEMENT AND INVESTMENT COMMITTEE CHAIRMAN | — |
| NAES KENNETH ROBERT | INVESTMENT COMMITTEE MEMBER | — |
| LUMMANICK JAMES FRANK | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| APPELSTEIN MATTHEW J | INVESTMENT COMMITTEE MEMBER | — |
| OZOLS ANDRA CYNTHIA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY; SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY; SENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY, CHIEF ADMINISTRATIVE OFFICER | — |
| SLUYTERS JULIAN FERNAND | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN; PRESIDENT, CHIEF OPERATING OFFICER | — |
| GIBSON LINDA TILTON | DIRECTOR; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | — |
| DILLON BRIAN CHRISTOPHER | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| COOK JAMES WALTER | TREASURER | — |
| VOGEL GEORGE JOSEPH | EXECUTIVE VICE PRESIDENT | — |
| MIKOLAICHIK JAMES EDWARD | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | — |
| TOMNEY RICHARD FRANCIS | INVESTMENT OFFICER | — |
| BURNS JOYCE A | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| SANTORO KATHRYN LEE | VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131405/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131405/similar
- Related entities: https://search.stillhousedata.com/firm/131405/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131405

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.