# NPA ASSET MANAGEMENT, LLC

NPA ASSET MANAGEMENT, LLC of FAIR LAWN, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 131534
- Type: SEC-registered investment adviser
- SEC file number: 801-66006
- Location: 32-16 BROADWAY 2ND FLOOR, FAIR LAWN, NJ, 07410
- Phone: 201-476-0029
- Latest filing: 2026-03-20
- Regulatory AUM: $1.1B
- Discretionary AUM: $544.0M
- Non-discretionary AUM: $520.8M
- Clients: 68
- Accounts: 2,746

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Peter Abramenko | CO-CHAIRMAN OF THE BOARD | Palo Alto, CA |
| Michael John De Pol | FOUNDER AND CHAIRMAM OF THE BOARD | — |
| Michael J Karalewich | CHIEF EXECUTIVE OFFICER | — |
| James S Colleary | CHIEF COMPLIANCE OFFICER | — |
| DE LUCA DAVID JOHN | FOUNDER AND CHAIRMAM OF THE BOARD | — |
| KONITS DAVID MATTHEW | CHIEF OPERATING, FINANCIAL, AND INVESTMENT OFFICER; CHIEF OPERATING, FINANCIAL, INVESTMENT, AND COMPLIANCE OFFICER; CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | — |
| DEPOL MICHAEL JOHN | CEO; CEO/CIO/CFO; CHIEF EXECUTIVE OFFICER/ CHIEF INVESTMENT OFFICER | — |
| KARALEWICH MICHAEL J | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER; CHIEF EXECUTIVE OFFICER | — |
| ABRAMENKO PETER | CO-CHAIRMAN OF THE BOARD; PRESIDENT | — |
| COLLEARY JAMES S | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (16)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-04 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED AGAINST NATIONWIDE PLANNING ASSOCIATES, INC. (NATIONWIDE), NPA ASSET MANAGEMENT, LLC (NPA), AND BLUE POINT STRATEGIC WEALT… | Final | $160K |
| 2024-08-20 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, NPA ASSET MANAGEMENT, LLC CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO REASONABLY SUPERVISE NOR ADDRESS AN INVESTMENT ADVISER REPRESENTATIVE'S DECEPTIVE PRACTICE OF MAKING UNSUITABLE RECOMMENDATIONS AND NON-COMPLIANCE WITH FIDUC… | Final | $315K |
| 2022-09-08 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTIONS 203(E) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT") AGAINST NPA… | Final | $300K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131534/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131534/similar
- Related entities: https://search.stillhousedata.com/firm/131534/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131534

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.