# EPOCH INVESTMENT PARTNERS, INC.

EPOCH INVESTMENT PARTNERS, INC. of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 131556
- Type: SEC-registered investment adviser
- SEC file number: 801-63118
- Location: 1 VANDERBILT AVENUE, 23RD FLOOR, NEW YORK, NY, 10017
- Phone: 212-303-7200
- Latest filing: 2026-07-29
- Regulatory AUM: $29.7B
- Discretionary AUM: $29.7B
- Clients: 137
- Accounts: 757

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Bruce Cooper | CHIEF EXECUTIVE OFFICER | New York, NY |
| Christopher J Michailoff | SECRETARY | New York, NY |
| David Andrew Barnett | CHIEF COMPLIANCE OFFICER | — |
| William James Booth | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER & REGIONAL HEAD | — |
| Maryanne Sharkey | CHIEF FINANCIAL OFFICER | — |
| BARNETT DAVID ANDREW | CHIEF COMPLIANCE OFFICER | — |
| PRIEST JEFFREY WALLACE | CHIEF EXECUTIVE OFFICER/CO-CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER/DIRECTOR; CHIEF EXECUTIVE OFFICER, TREASURER, DIRECTOR, SHAREHOLDER (+1 more) | — |
| TAUSSIG TIMOTHY TORREY | CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF OPERATING OFFICER; PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| CLARK JOHN PHILIP | DIRECTOR OF BUSINESS DEVELOPMENT AND CLIENT SERVICES, SHAREHOLDER; EXECUTIVE VICE PRESIDENT/DIRECTOR OF BUSINESS DEVELOPMENT AND CLIENT SERVICES; EXECUTIVE VICE PRESIDENT/HEAD OF CLIENT RELATIONS (+1 more) | — |
| BORAK ADAM | CHIEF FINANCIAL OFFICER | — |
| FARRELL SEAN PAUL | CHIEF COMPLIANCE OFFICER | — |
| PEARL DAVID NORMAN | EXECUTIVE VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | — |
| HENSLER PHILIPP ALBERT | CHIEF EXECUTIVE OFFICER; PRESIDENT/CHIEF OPERATING OFFICER | — |
| BERENSON JEFFREY LEE | DIRECTOR; SECRETARY, DIRECTOR; SHAREHOLDER | — |
| PALEY NANCY JACOBSON | CHIEF ADMINISTRATIVE OFFICER | — |
| COOPER BRUCE | CHIEF EXECUTIVE OFFICER | — |
| BOOTH WILLIAM JAMES | CO-CHIEF INVESTMENT OFFICER | — |
| WELHOELTER MICHAEL | CHIEF ADMINISTRATIVE OFFICER, CO-CHIEF INVESTMENT OFFICER, CHIEF RISK OFFICER; PRESIDENT, CO-CHIEF INVESTMENT OFFICER, CHIEF RISK OFFICER | — |
| David Charles Albert Sykes | CHIEF EXECUTIVE OFFICER | — |
| David Jeffrey Shagawat | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (24)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-09-12 | regulatory | ON SEPTEMBER 12, 2025, THE CHICAGO MERCANTILE EXCHANGE ("CME") MADE FINDINGS INVOLVING THE TORONTO-DOMINION BANK ("TD") RELATED TO A TRANSACTION EFFECTED ON THE CHICAGO BOARD OF TRADE ("CBOT") IN JUNE 2023. THE CME DETERMINED THAT THE TRANSACTION WAS EXECUTED IN ORDER TO TRANSFER A FUTURES POSITION… | Final | $25K |
| 2024-10-10 | criminal | THE DOJ ALLEGED THAT BETWEEN JANUARY 2014 AND OCTOBER 2023 (THE "RELEVANT PERIOD"), TDBUSH AND ITS WHOLLY OWNED SUBSIDIARY, TDBNA, FAILED TO IMPLEMENT AN AML PROGRAM THAT COMPLIED WITH THE BSA, AND AS A RESULT, FAILED TO REMEDIATE DEFICIENCIES IN THE AML PROGRAM, INCLUDING (A) FAILING TO SUBSTANTIVE… | Final | — |
| 2024-10-09 | regulatory | THE FEDERAL RESERVE BOARD ENTERED A CEASE-AND-DESIST ORDER AND ORDER OF ASSESSMENT OF A CIVIL MONETARY PENALTY (THE "FRB ORDER") ON OCTOBER 9, 2024 AGAINST TD BANK, TDBUSH AND TDGUS, THE DIRECT PARENT OF TDBUSH AND THE ULTIMATE U.S. HOLDING COMPANY FOR TD BANK'S U.S. OPERATIONS, UNDER SECTIONS 8(B)… | Final | $123.5M |
| 2024-08-14 | regulatory | FAILURE TO PRESERVE OFF-CHANNEL BUSINESS RELATED COMMUNICATIONS; AND, FAILURE TO REASONABLY SUPERVISE THEIR EMPLOYEES WITH A VIEW TO PREVENTING THESE VIOLATIONS. | Final | $30.0M |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131556/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131556/similar
- Related entities: https://search.stillhousedata.com/firm/131556/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131556

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.