# USA MUTUALS ADVISORS, INC.

USA MUTUALS ADVISORS, INC. of CONCORD, MA is an SEC-registered investment adviser.

## Registration

- CRD: 131750
- Type: SEC-registered investment adviser
- SEC file number: 801-63216
- Location: 300 BAKER AVE, SUITE 300, CONCORD, MA, 01742
- Phone: (312) 714-5596
- Latest filing: 2026-02-10
- Regulatory AUM: $73.7M
- Discretionary AUM: $73.7M
- Clients: 2
- Accounts: 2

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| Henry James | CCO; PRESIDENT; PRESIDENT & CCO (+1 more) | ELIOT, ME |
| Andrew Paul Chica | CHIEF COMPLIANCE OFFICER | Raleigh, NC |
| Robert Lance Baker | CFO | Raleigh, NC |
| Joseph Lynn Farley | CHIEF COMPLIANCE OFFICER | — |
| Paul Conde Strehle | PRESIDENT (06/2021), OWNER (02/2025) | — |
| NORTON CHARLES LOUIS | VICE PRESIDENT/PORTFOLIO MGR | — |
| AHRENS DANIEL STUART | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| SZILAGYI JERRY JOHN | PRESIDENT & COO | — |
| SWANSON ANN MARIE | CHIEF COMPLIANCE OFFICER | — |
| SCOTT EDWARD | CHIEF COMPLIANCE OFFICER | — |
| SAPIO RICHARD ANDREW | SHAREHOLDER | — |
| CHICA ANDREW PAUL | CHIEF COMPLIANCE OFFICER | — |
| BAKER ROBERT LANCE | CFO | — |
| MCNISH WILLIAM STEVEN | CHIEF COMPLIANCE OFFICER | — |
| LANSKY ERIC SOL | PRESIDENT & COO | — |
| MIDDLESWART JEFFERY BRENT | CHIEF INVESTMENT MANAGER | — |
| ROBERTSCHEATHAM LAURIE PATRIECE | PRESIDENT & COO | — |
| TALARICO GUY FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| LOUKAS MICHAEL NORMAN | PRESIDENT | — |
| Fletcher Jordan Lea | CHIEF OPERATING OFFICER | — |
| BOTTOM JEFFREY LEE | PRESIDENT | — |
| DESCOTEAUX DIANNE | CHIEF COMPLIANCE OFFICER | — |
| Glocke Nicholaus Samuel | COO | — |
| STREHLE PAUL CONDE | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131750/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131750/similar
- Related entities: https://search.stillhousedata.com/firm/131750/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131750

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.