# R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. of ST. LOUIS, MO is an SEC-registered investment adviser.

## Registration

- CRD: 131804
- Type: SEC-registered investment adviser
- SEC file number: 801-63242
- Location: 8151 CLAYTON ROAD, SUITE 300, ST. LOUIS, MO, 63117
- Phone: 314-783-5000
- Latest filing: 2026-07-01
- Regulatory AUM: $351.8M
- Discretionary AUM: $351.8M
- Clients: 7
- Accounts: 4,108

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Investment cos

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| DAVIS RICHARD SCOTT | CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER; CHIEF TECHNOLOGY INNOVATION OFFICER; VICE-PRESIDENT/ INVESTMENT OFFICER | — |
| JONES ROBERT TERRENCE | CHAIRMAN & CEO; CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER; OWNER (+1 more) | — |
| DAVIDSON JANE ANN | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| LEVIS JOHN GRINNELL | CHIEF COMPLIANCE OFFICER; PRESIDENT & COO | — |
| SEGGEBRUCH SPENCER COLIN | CHIEF INVESTMENT OFFICER | — |
| Robert Terrence Jones | CHAIRMAN, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER; OWNER; PRESIDENT | — |
| Spencer Colin Seggebruch | CHIEF INVESTMENT OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2013-07-01 | regulatory | AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS (THE "ORDER") WAS ENTERED AGAINST R.T. JONES BY THE SEC. THE ORDER FOUND THAT R.T. JONES FAILED TO ADOPT WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO PROTECT CUSTOMER RECORDS AND INFORMATION, IN VIOLATION OF RULE 30(A) OF… | Final | $75K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131804/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131804/similar
- Related entities: https://search.stillhousedata.com/firm/131804/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131804

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.