# MARK SMITH FINANCIAL SERVICES, INC.

MARK SMITH FINANCIAL SERVICES, INC. of THOUSAND OAKS DRIVE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 131890
- Type: SEC-registered investment adviser
- Location: 925 BROADBECK DRIVE, THOUSAND OAKS DRIVE, CA, 91320
- Phone: (805) 494-1588
- Latest filing: 2026-02-10
- Regulatory AUM: $107.7M
- Discretionary AUM: $105.7M
- Non-discretionary AUM: $2.1M
- Clients: 3
- Accounts: 312

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/131890/brochure
- Similar advisers: https://search.stillhousedata.com/firm/131890/similar
- Related entities: https://search.stillhousedata.com/firm/131890/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/131890

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.