# PLEASANTON FINANCIAL ADVISORS,  LLC

PLEASANTON FINANCIAL ADVISORS,  LLC of PLEASANTON, CA is an SEC-registered investment adviser.

## Registration

- CRD: 132160
- Type: SEC-registered investment adviser
- SEC file number: 801-66966
- Location: 1811 SANTA RITA RD, SUITE 211, PLEASANTON, CA, 94566
- Phone: 925-846-3768
- Latest filing: 2012-05-23
- Regulatory AUM: $79.6M
- Discretionary AUM: $79.6M
- Clients: 6
- Accounts: 285

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| SMITH JAMES RICHARD | MEMBER OF LLC | — |
| SMITH MARGARET FLUCK | MEMBER OF LLC | — |
| SMITH GARY | MEMBER OF LLC | — |
| JANER MARK ALAN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132160/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132160/similar
- Related entities: https://search.stillhousedata.com/firm/132160/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132160

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.