# MCDERMOTT INVESTMENT ADVISORS, LLC

MCDERMOTT INVESTMENT ADVISORS, LLC of NAPLES, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 132221
- Type: SEC-registered investment adviser
- SEC file number: 801-79404
- Location: 780 FIFTH AVENUE SOUTH, SUITE 200, NAPLES, FL, 34102
- Phone: (610) 882-1460
- Latest filing: 2026-03-24
- Regulatory AUM: $203.3M
- Discretionary AUM: $169.6M
- Non-discretionary AUM: $33.7M
- Clients: 10
- Accounts: 619

## Business model

- Compensation: % of AUM, Hourly, Commissions, Other
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Dean Patrick Mcdermott | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Kathleen Kovacs Mcdermott | MANAGING DIRECTOR | — |
| MCDERMOTT DEAN PATRICK | MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| KALE SEEMA S | CHIEF COMPLIANCE OFFICER | — |
| MCDERMOTT KATHLEEN KOVACS | MANAGING DIRECTOR | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-09-13 | civil | THE SEC'S ACTION STEMS FROM ITS INVESTIGATION INTO MCDERMOTT INVESTMENT ADVISORS AND MR. MCDERMOTT REGARDING UNIT INVESTMENT TRUSTS PURCHASED BY CERTAIN ADVISORY CLIENTS BETWEEN JANUARY 2012 AND DECEMBER 2014. SPECIFICALLY, THE SEC ALLEGES THAT BY INVESTING THE ADVISORY CLIENTS IN THE UITS AT ISSUE,… | Pending | — |
| — | regulatory | — | — | — |


## Branch offices (14)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| BETHLEHEM | PA | 4 | 610-882-1460 |
| ALLENTOWN | PA | 4 | 610-984-1210 |
| BETHLEHEM | PA | 4 | 610-882-1460 |
| ALLENTOWN | PA | 4 | 610-984-1210 |
| HUNTINGTON BEACH | CA | 2 | 949=529-5756 |
| HUNTINGTON BEACH | CA | 2 | 949=529-5756 |
| FORT MYERS | FL | 1 | 239-298-5263 |
| HACKENSACK | NJ | 1 | 201-498-0072 |
| LOS ANGELES | CA | 1 | 310-641-7020 |
| FORT MYERS | FL | 1 | 239-298-5263 |
| HACKENSACK | NJ | 1 | 201-498-0072 |
| ATLANTA | GA | 1 | 678-620-7108 |
| LOS ANGELES | CA | 1 | 310-641-7020 |
| ATLANTA | GA | 1 | 678-620-7108 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132221/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132221/similar
- Related entities: https://search.stillhousedata.com/firm/132221/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132221

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.