# BASSO CAPITAL MANAGEMENT, L.P.

BASSO CAPITAL MANAGEMENT, L.P. of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 132311
- Type: SEC-registered investment adviser
- SEC file number: 801-64130
- Location: 1266 EAST MAIN STREET, 4TH FLOOR, STAMFORD, CT, 06902-3546
- Phone: 203 352-6100
- Latest filing: 2026-05-29
- Regulatory AUM: $2.6B
- Discretionary AUM: $960.1M
- Non-discretionary AUM: $1.6B
- Clients: 12
- Accounts: 115

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Investment cos

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| Dwight Carlton Nelson | FOUNDING MANAGING PARTNER | — |
| Marc Alan Seidenberg | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| Stephen Mitchell Bowley | CHIEF FINANCIAL OFFICER | — |
| Harold Brent Wofsey | CHIEF COMPLIANCE OFFICER | — |
| FISCHER HOWARD IRWIN | CEO & FOUNDING MANAGING PARTNER; CEO & SENIOR MANAGING DIRECTOR; MEMBER | — |
| LEPORE JOHN FRANCIS | FOUNDING MANAGING PARTNER; MANAGING DIRECTOR; MEMBER | — |
| NELSON DWIGHT CARLTON | FOUNDING MANAGING PARTNER; MANAGING DIRECTOR; MEMBER | — |
| PLATEK PHILIP RAYMOND | FOUNDING MANAGING PARTNER; MANAGING DIRECTOR; MEMBER | — |
| KARP DANIEL EVAN | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| SCHULTZ MELISSA JOSEPH | CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| AQUILIO DOMINICK JOHN | CHIEF ACCOUNTING OFFICER; CHIEF ACCOUNTING OFFICER & CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | — |
| CLARK SUSANNE | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| TRABOLD TODD ANDREW | CHIEF FINANCIAL OFFICER | — |
| SEIDENBERG MARC | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| BOWLEY STEPHEN | CHIEF FINANCIAL OFFICER | — |
| SEIDENBERG MARC ALAN | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| BOWLEY STEPHEN MITCHELL | CHIEF FINANCIAL OFFICER | — |
| ETZKORN SHAWN MICHAEL | SENIOR VP, OPERATIONS | — |
| WOFSEY HAROLD BRENT | CHIEF OPERATING OFFICER; SENIOR VP, OPERATIONS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132311/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132311/similar
- Related entities: https://search.stillhousedata.com/firm/132311/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132311

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.