# FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC

FIRST PRINCIPLES CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 132466
- Type: SEC-registered investment adviser
- SEC file number: 801-64744
- Location: 28 LIBERTY STREET, FLOOR 47, NEW YORK, NY, 10005
- Phone: 212-458-6082
- Latest filing: 2023-04-05
- Regulatory AUM: $9.1M
- Discretionary AUM: $9.1M
- Clients: 8
- Accounts: 1

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| [DOLAN JOHN FRANCIS](https://search.stillhousedata.com/person/734023) | CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/VICE CHAIRMAN | — |
| [DACHILLE DOUGLAS ADAM](https://search.stillhousedata.com/person/735535) | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CHAIRMAN | — |
| [BAEK MICHAEL J](https://search.stillhousedata.com/person/735536) | CHIEF OPERATING OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR/MEMBER | — |
| [MILLER STEPHEN RODERICK](https://search.stillhousedata.com/person/735537) | CHIEF COMPLIANCE OFFICER; CHIEF RISK OFFICER; CHIEF RISK OFFICER/CCO (+2 more) | — |
| [VANEPPS JAMES H](https://search.stillhousedata.com/person/735538) | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/MEMBER | — |
| [CHEN HONG](https://search.stillhousedata.com/person/735539) | DIRECTOR OF RESEARCH; DIRECTOR OF RESEARCH/MEMBER | — |
| [LIEBERMAN MARK FREDERIC](https://search.stillhousedata.com/person/735540) | MANAGING DIRECTOR; MANAGING DIRECTOR/MEMBER | — |
| [LEWIS ROBERT RICHARD](https://search.stillhousedata.com/person/735541) | MANAGING DIRECTOR/MEMBER; MANAGING DIR./HEAD OF BUSINESS DEVELOPMENT | — |
| [ALEXANDRIDIS MARK GUS](https://search.stillhousedata.com/person/735542) | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR/MEMBER | — |
| [HO DAVID CHICHING](https://search.stillhousedata.com/person/786830) | MANAGING DIRECTOR/MEMBER | — |
| [PANAGAKIS JOHN GEORGE](https://search.stillhousedata.com/person/812802) | CHIEF EXECUTIVE OFFICER | — |
| [KADIYALA SPRASAD](https://search.stillhousedata.com/person/832107) | MANAGING DIRECTOR/MEMBER | — |
| [Rocha Elaine Ann](https://search.stillhousedata.com/person/850219) | CHIEF EXECUTIVE OFFICER | — |
| [BRIGNONI DAVID PHILIP](https://search.stillhousedata.com/person/853526) | CHIEF COMPLIANCE OFFICER | — |
| [STAMPFL JEANINE M](https://search.stillhousedata.com/person/859398) | CHIEF FINANCIAL OFFICER | — |
| [SLOMIENSKI MATTHEW KENNETH](https://search.stillhousedata.com/person/859399) | CHIEF COMPLIANCE OFFICER | — |
| [O'Neill Kristen](https://search.stillhousedata.com/person/859400) | GENERAL COUNSEL | — |
| [ANDERSON CONNIE](https://search.stillhousedata.com/person/875700) | MANAGING DIRECTOR | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| AIG FIRST PRINCIPLES ALTERNATIVE INCOME FUND, LLC | Private Equity Fund | — | 4 | $9.1M | $5.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132466/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132466/similar
- Related entities: https://search.stillhousedata.com/firm/132466/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132466

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.