# SBK FINANCIAL, INC.

SBK FINANCIAL, INC. of RICHMOND, VA is an SEC-registered investment adviser.

## Registration

- CRD: 132513
- Type: SEC-registered investment adviser
- SEC file number: 801-64185
- Location: 1001 HAXALL POINT, SUITE 705, RICHMOND, VA, 23219
- Phone: 804-237-1700
- Latest filing: 2026-03-25
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 18
- Accounts: 1,318

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities, Other

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Jonathan Bailey | PARTNER | Santa Barbara, CA |
| John Kevin King | PRESIDENT | — |
| Andrea Lynn Broughton | CHIEF EXECUTIVE OFFICER / PARTNER; CHIEF EXECUTIVE OFFICER / PARTNER (04/2005) | — |
| Stephanie Felts Stumpf | DIRECTOR / PARTNER; DIRECTOR / PARTNER (12/2017) | — |
| Claire Elaine Craighill | DIRECTOR / PARTNER; DIRECTOR / PARTNER (12/2017) | — |
| John Constantine Williams | SENIOR TAX ADVISOR / PARTNER | — |
| Constantine Andrew Pelos | CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS BASIL CONSTANTINE | SENIOR TAX ADVISOR; SENIOR TAX ADVISOR / PARTNER | — |
| KING JOHN KEVIN | PRESIDENT | — |
| SIX CONNIE WILLIAMSON | VICE PRESIDENT/TREASURER; VICE PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER | — |
| BROUGHTON ANDREA LYNN | CHIEF EXECUTIVE OFFICER / PARTNER (04/2005); VICE PRESIDENT/SECRETARY | — |
| STUMPF STEPHANIE FELTS | CHIEF COMPLIANCE OFFICER; DIRECTOR/CHIEF COMPLIANCE OFFICER; DIRECTOR / CHIEF COMPLIANCE OFFICER / PARTNER (12/2017) (+1 more) | — |
| BAILEY JONATHAN | PARTNER | — |
| PELOS CONSTANTINE ANDREW | CHIEF COMPLIANCE OFFICER | — |
| CRAIGHILL CLAIRE ELAINE | DIRECTOR; DIRECTOR / PARTNER (12/2017) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132513/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132513/similar
- Related entities: https://search.stillhousedata.com/firm/132513/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132513

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.