# SIMON FINANCIAL GROUP, INC.

SIMON FINANCIAL GROUP, INC. of BALA CYNWYD, PA is an SEC-registered investment adviser.

## Registration

- CRD: 132581
- Type: SEC-registered investment adviser
- SEC file number: 801-71503
- Location: ONE BALA PLAZA, STE. 630, BALA CYNWYD, PA, 19004
- Phone: 610-667-2450
- Latest filing: 2014-02-18
- Regulatory AUM: $36.0M
- Discretionary AUM: $33.0M
- Non-discretionary AUM: $3.0M
- Clients: 5
- Accounts: 262

## Officers, owners & control persons (1)

| Name | Role | Location |
| --- | --- | --- |
| RACE SCOTT JAY | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF FINANCIAL OFFICER (+3 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132581/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132581/similar
- Related entities: https://search.stillhousedata.com/firm/132581/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132581

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.