# SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.

SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP. of SAN RAMON, CA is an SEC-registered investment adviser.

## Registration

- CRD: 132777
- Type: SEC-registered investment adviser
- SEC file number: 801-125823
- Location: 2333. SAN RAMON VALLEY BOULEVARD, SUITE 250, SAN RAMON, CA, 94583
- Phone: 925-855-4300
- Latest filing: 2026-04-01
- Regulatory AUM: $102.0M
- Discretionary AUM: $102.0M
- Clients: 5
- Accounts: 481

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Jeffrey Michael Warren | PRESIDENT; SHAREHOLDER | — |
| Peter Eriksson | CHIEF COMPLIANCE OFFICER | — |
| Richard Ree Morey | CHIEF COMPLIANCE OFFICER; PRESIDENT; TRUSTEE | — |
| Sherry Diane Morey | TRUSTEE | — |
| WARREN MICHAEL | PRESIDENT | — |
| MOREY RICHARD REE | CHIEF COMPLIANCE OFFICER; PRESIDENT/ CHIEF COMPLIANCE OFFICER; TRUSTEE | — |
| Morey Sherry Diane | TRUSTEE | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-06-19 | regulatory | THE THE DEPARTMENT OF BUSINESS OVERSIGHT OF THE STATE OF CALIFORNIA (DBO) ALLEGED THAT ADVISER, IN CONTRADICTION OF STATE RULES UNDER CORPORATIONS CODE 25238 AND CALIFORNIA CODE OF REGULATIONS (CCR) SECTION 260.238, RELEASED A CLIENT'S FUNDS WITHOUT AUTHORIZATION OR PROPER CONSENT FROM THE ACCOUNT H… | Final | $45K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132777/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132777/similar
- Related entities: https://search.stillhousedata.com/firm/132777/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132777

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.