# NFC INVESTMENTS, LLC

NFC INVESTMENTS, LLC of MEMPHIS, TN is an SEC-registered investment adviser.

## Registration

- CRD: 132844
- Type: SEC-registered investment adviser
- SEC file number: 801-63560
- Location: 700 COLONIAL ROAD, SUITE 101, MEMPHIS, TN, 38117
- Phone: 901-767-5576
- Latest filing: 2026-02-06
- Regulatory AUM: $2.1B
- Discretionary AUM: $2.1B
- Clients: 9
- Accounts: 164

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Charles Kyle Slatery | CHIEF EXECUTIVE OFFICER; MEMBER | Memphis, TN |
| William Van Thompson | PRESIDENT; CHIEF COMPLIANCE OFFICER; SECRETARY; MEMBER | — |
| Emmel Bernhardt Golden | VICE PRESIDENT; MEMBER | — |
| Susan Bagwell Haslam | MEMBER | — |
| William Edward Haslam | MEMBER | — |
| Daniel Tyler Butts | VICE PRESIDENT; CHIEF INVESTMENT OFFICER; MEMBER | — |
| SLATERY CHARLES KYLE | CHIEF EXECUTIVE OFFICER; MEMBER; CHIEF EXECUTIVE OFFICER; PRESIDENT; CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER; MEMBER; CHIEF EXECUTIVE OFFICER; PRESIDENT; CHIEF INVESTMENT OFFICER; MEMBER (+1 more) | — |
| SLATERY HERBERT HARRISON | SECRETARY | — |
| THOMPSON WILLIAM VAN | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; MEMBER; EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER; SECRETARY; MEMBER (+1 more) | — |
| HASLAM JAMES ARTHUR | MEMBER | — |
| HASLAM WILLIAM EDWARD | MEMBER | — |
| GOLDEN EMMEL BERNHARDT | VICE PRESIDENT; VICE PRESIDENT; MEMBER | — |
| HASLAM SUSAN BAGWELL | MEMBER | — |
| BUTTS DANIEL TYLER | VICE PRESIDENT; CHIEF INVESTMENT OFFICER; MEMBER; VICE PRESIDENT; MEMBER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-02 | regulatory | ALLEGED VIOLATIONS OF RULE 204(B)-1 UNDER THE INVESTMENT ADVISERS ACT OF 1940, DUE TO NFC'S FAILURE TO FILE FORM PF FOR FISCAL YEARS 2019 THROUGH 2024. | Final | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132844/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132844/similar
- Related entities: https://search.stillhousedata.com/firm/132844/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132844

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.