# SMITH, BROWN & GROOVER, INC.

SMITH, BROWN & GROOVER, INC. of MACON, GA is an SEC-registered investment adviser.

## Registration

- CRD: 1329
- Type: SEC-registered investment adviser
- SEC file number: 801-117531
- Location: 4001 VINEVILLE AVE, MACON, GA, 31210-5039
- Phone: 478-474-7004
- Latest filing: 2026-03-16
- Regulatory AUM: $284.2M
- Discretionary AUM: $284.2M
- Clients: 7
- Accounts: 722

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Other

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Earl Jr Barfield | SENIOR VICE PRESIDENT | — |
| Holli Cox Edwards | CHIEF FINANCIAL OFFICER; FINANCIAL AND OPERATIONS PRINCIPAL | — |
| Thomas Dewitt Jr. Gaither | COO/GENERAL SECURITIES PRINCIPAL; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Raymond Hill Jr Smith | CHIEF EXECUTIVE OFFICER | — |
| SMITH RAYMOND HILL JR | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; FINANCIAL AND OPERATIONS PRINCIPAL AND MUNICIPAL SECURITIES PRINCIPAL (+3 more) | — |
| SMITH MARION KATHLEEN | SENIOR VICE PRESIDENT | — |
| SCHAFER CHARLOTTE JOYCE REDDICK | VICE PRESIDENT | — |
| HUNDERTMARK JOAN ELIZABETH | VICE PRES & FIN/OP | — |
| KEIL RICHARD CHARLES | VICE PRESIDENT | — |
| BASHUK MICHAEL ANDREW | VICE PRESIDENT | — |
| BISH WALTER CHARLES | VICE PRESIDENT | — |
| SMITH RAYMOND HILL | CHAIRMAN; PRESIDENT | — |
| GAITHER THOMAS DEWITT JR | COO/GENERAL SECURITIES PRINCIPAL; GENERAL SECURITIES PRINCIPAL; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| BARFIELD THOMAS EARL JR | SENIOR VICE PRESIDENT | — |
| EDWARDS HOLLI COX | CHIEF FINANCIAL OFFICER; FINANCIAL AND OPERATIONS PRINCIPAL | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-11-06 | regulatory | ON NOVEMBER 6, 2024, SMITH, BROWN AND GROOVER, INC. SUBMITTED A LETTER OF ACCEPTANCE, WAIVER AND CONSENT (AWC) WITH THE FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) WITHOUT ADMITTING OR DENYING THE FINDING THAT IT RECOMMENDED A TRADING STRATEGY IN A NON-TRADITIONAL EXCHANGE TRADED PRODUCT (NT-ETP… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/1329/brochure
- Similar advisers: https://search.stillhousedata.com/firm/1329/similar
- Related entities: https://search.stillhousedata.com/firm/1329/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/1329

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.