# OPES ADVISORS, INC.

OPES ADVISORS, INC. of CUPERTINO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 132996
- Type: SEC-registered investment adviser
- SEC file number: 801-64768
- Location: 19330 STEVENS CREEK BLVD, SUITE 200, CUPERTINO, CA, 95014
- Phone: 408-831-5804
- Latest filing: 2017-03-31
- Regulatory AUM: $335.0M
- Discretionary AUM: $335.0M
- Clients: 500
- Accounts: 959

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| LEE JONATHAN JONGMIN | CHAIRMAN | — |
| MCHAN SUSAN KAY | PRESIDENT | — |
| FIRTH DAVID FORREST | CHIEF COMPLIANCE OFFICER | — |
| DUVALL MARK TOWNSEND | CHIEF INVESTMENT OFFICER | — |
| KATZ ALEX BARTH | VICE PRESIDENT BUSINESS DEVELOPMENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/132996/brochure
- Similar advisers: https://search.stillhousedata.com/firm/132996/similar
- Related entities: https://search.stillhousedata.com/firm/132996/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/132996

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.