# GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC of RED BANK, NJ is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 133088
- Type: SEC-registered investment adviser
- SEC file number: 801-79500
- Location: 328 NEWMAN SPRINGS ROAD, RED BANK, NJ, 07701
- Phone: 732-280-6886
- Latest filing: 2026-03-31
- Regulatory AUM: $673.8M
- Discretionary AUM: $523.7M
- Non-discretionary AUM: $150.1M
- Clients: 32
- Accounts: 2,456

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Kevin John Derosa | MEMBER/OWNER | — |
| Scott Henry Sari | MEMBER/OWNER | — |
| Louis Lucky Perrotto | CHIEF EXECUTIVE OFFICER | — |
| Raymond Edward Ambrosino | MEMBER/OWNER | — |
| Steven David Trigili | CHIEF COMPLIANCE OFFICER | — |
| Robert Mcmullin | CHIEF FINANCIAL OFFICER | — |
| TRIGILI STEVEN DAVID | CHIEF COMPLIANCE OFFICER | — |
| DEROSA KEVIN JOHN | MEMBER/OWNER | — |
| SARI SCOTT HENRY | MEMBER/OWNER | — |
| PERROTTO LOUIS LUCKY | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER/OWNER | — |
| AMBROSINO RAYMOND EDWARD | MEMBER/OWNER | — |
| McMullin Robert | CHIEF FINANCIAL OFFICER | — |


## Disclosures (18)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2012-10-23 | regulatory | THE FIRM NEGLECTED TO PROPERLY REGISTER AN INVESTMENT ADVISER REPRESENTATIVE WITH THE NJ BUREAU OF SECURITIES AND PAY THE REQUIRED REGISTRATION FEES. | Final | $5K |
| 2010-10-18 | regulatory | THE FIRM DID NOT TIMELY RESPOND TO THE INVESTMENT ADVISER RENEWAL FORM AS REQUIRED UNDER APPLICABLE NEW JERSEY LAW. | Final | $3K |
| 2007-02-22 | regulatory | AN ASSOCIATED PERSON OF THE ADVISOR AFFILIATES COMMONLY CONTROLLED BROKER/DEALER FIRM AND ONE OF ITS ASSOCIATED PERSONS CONDUCTED SECURITIES TRANSACTIONS IN THE STATE OF ALABAMA WITHOUT THE BENEFIT OF BROKER/DEALER AND AGENT REGISTRATION IN ALABAMA. | Final | $2K |
| — | regulatory | — | — | — |
| — | civil | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133088/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133088/similar
- Related entities: https://search.stillhousedata.com/firm/133088/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133088

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.