# BROWN, LISLE/CUMMINGS, INC.

BROWN, LISLE/CUMMINGS, INC. of PROVIDENCE, RI is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 1331
- Type: SEC-registered investment adviser
- SEC file number: 801-121156
- Location: 56 EXCHANGE TERRACE, SUITE 300, PROVIDENCE, RI, 02903-1772
- Phone: 401-421-8900
- Latest filing: 2026-06-26
- Regulatory AUM: $487.3M
- Discretionary AUM: $480.6M
- Non-discretionary AUM: $6.7M
- Clients: 13
- Accounts: 490

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| David Anthony Izzi | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | — |
| John Arthur Marginson | VICE PRESIDENT | — |
| Louis George Jr Murphy | VICE PRESIDENT | — |
| Scott Sawyer Lisle | VICE PRESIDENT | — |
| Joseph Hugh Jr Mcginn | VICE PRESIDENT | — |
| Clifford Burrell Jr Tracy | VICE PRESIDENT | — |
| MURPHY DANIEL ANTHONY JR | VICE PRESIDENT | — |
| IZZI DAVID ANTHONY | PRESIDENT; SECRETARY; TREASURER; CHIEF COMPLIANCE OFFICER | — |
| MARGINSON JOHN ARTHUR | VICE PRESIDENT | — |
| LISLE SCOTT SAWYER | VICE PRESIDENT | — |
| MCGINN JOSEPH HUGH JR | VICE PRESIDENT | — |
| TRACY CLIFFORD BURRELL JR | VICE PRESIDENT | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |
| — | civil | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/1331/brochure
- Similar advisers: https://search.stillhousedata.com/firm/1331/similar
- Related entities: https://search.stillhousedata.com/firm/1331/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/1331

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.