# COHEN & COMPANY FINANCIAL MANAGEMENT, LLC

COHEN & COMPANY FINANCIAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 133171
- Type: SEC-registered investment adviser
- SEC file number: 801-63845
- Location: 3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY, 10019
- Phone: 646-792-5600
- Latest filing: 2026-03-31
- Regulatory AUM: $237.4M
- Discretionary AUM: $105.2M
- Non-discretionary AUM: $132.3M
- Clients: 29
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Gideon Cohen | MEMBER | — |
| Joseph William Pooler | CHIEF FINANCIAL OFFICER | — |
| Andrew Kenneth Davilman | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER | — |
| Dennis James Crilly | GENERAL COUNSEL & SECRETARY, SENIOR VICE PRESIDENT | — |
| Katharine Elizabeth Vacca | CHIEF COMPLIANCE OFFICER | — |
| SMITH JAMES RICHARD | CHIEF COMPLIANCE OFFICER | — |
| COHEN DANIEL GIDEON | CHAIRMAN; CHIEF INVESTMENT OFFICER; MEMBER (+1 more) | — |
| SHENKMAN MICHAEL CRAIG | CHIEF FINANCIAL OFFICER | — |
| MCENTEE JAMES JOSEPH | CHIEF OPERATIONS OFFICER | — |
| HOHNS ANDREW SCOTT | MANAGING DIRECTOR | — |
| RICCIARDI CHRISTOPHER | PRESIDENT | — |
| CRILLY DENNIS JAMES | GENERAL COUNSEL & SECRETARY, SENIOR VICE PRESIDENT | — |
| POOLER JOSEPH | CHIEF FINANCIAL OFFICER | — |
| ADDEI PETER OPOKU | DIRECTOR; MEMBER; PRESIDENT | — |
| FINK RACHEL NMN | CHIEF COMPLIANCE OFFICER | — |
| HILLIER SAMUEL HUNT | DIRECTOR | — |
| CONLEY CHRISTOPHER | MANAGING DIRECTOR | — |
| WASHINGTON AUDREA WINSTON | CHIEF COMPLIANCE OFFICER | — |
| FINK RACHEL | CHIEF COMPLIANCE OFFICER | — |
| FINK RACHAEL | CHIEF COMPLIANCE OFFICER | — |
| POOLER JOSEPH WILLIAM | CHIEF FINANCIAL OFFICER | — |
| DAVILMAN ANDREW KENNETH | CHIEF OPERATING OFFICER | — |
| SHAW TINA PAULSEN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133171/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133171/similar
- Related entities: https://search.stillhousedata.com/firm/133171/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133171

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.