# OPPENHEIMER INVESTMENT MANAGEMENT LLC

OPPENHEIMER INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 133243
- Type: SEC-registered investment adviser
- SEC file number: 801-63615
- Location: 85 BROAD ST, NEW YORK, NY, 10004
- Phone: 212-667-4156
- Latest filing: 2026-03-19
- Regulatory AUM: $929.4M
- Discretionary AUM: $929.4M
- Clients: 8
- Accounts: 61

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Bryan Edward McKigney | MANAGING DIRECTOR; PRESIDENT | New York, NY |
| Albert Grinsfelder Lowenthal | CHAIRMAN; EXECUTIVE CHAIRMAN | — |
| Dennis Patrick Mcnamara | SECRETARY | — |
| Robert Steven Lowenthal | CHIEF EXECUTIVE OFFICER | — |
| Brad Michael Watkins | SENIOR VP, CHIEF FINANCIAL OFFICER | — |
| Peter Michael Cadaret | PRESIDENT | — |
| Dominic Thomas Valentino | GLOBAL COMPLIANCE OFFICER; MANAGING DIRECTOR - COMPLIANCE | — |
| Svetlana Milina | CHIEF LEGAL OFFICER; SENIOR VICE PRESIDENT | New York, NY |
| Deborah Kaback | CHIEF LEGAL OFFICER | New York, NY |
| Teresa Carol Incao | INTERIM COMPLIANCE OFFICER | — |
| Lawrence Kurtz | CHIEF COMPLIANCE OFFICER | — |
| Douglas Thornley Siegel | GLOBAL COMPLIANCE OFFICER | — |
| ROBERTS ELAINE KELLS | CFO | — |
| LOWENTHAL ALBERT GRINSFELDER | CHAIRMAN | — |
| MCKIGNEY BRYAN EDWARD | DIRECTOR OF OPERATIONS; PRESIDENT | — |
| KABACK DEBORAH | CHEF LEGAL OFFICER; CHIEF LEGAL OFFICER | — |
| MCNAMARA DENNIS PATRICK | CHIEF LEGAL OFFICER; SECRETARY | — |
| BEACH STEPHEN CHARLES | CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| ROBINSON THOMAS ROBERT | PRESIDENT | — |
| HOLEMAN ALLEN BERNARD | CHIEF COMPLIANCE OFFICER | — |
| ALFANO JEFFREY | CFO | — |
| DUFFY KEVIN THOMAS | INTERIM CCO | — |
| AGOSTA SALVATORE FRANK | ACTING CFO | — |
| CAPEZZUTO JAMES ANDREW | CCO | — |
| SIEGEL DOUGLAS THORNLEY | GLOBAL COMPLIANCE OFFICER | — |


## Disclosures (20)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133243/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133243/similar
- Related entities: https://search.stillhousedata.com/firm/133243/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133243

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.