# WESTEND ADVISORS, LLC

WESTEND ADVISORS, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 133279
- Type: SEC-registered investment adviser
- SEC file number: 801-63626
- Location: 1001 MOREHEAD SQUARE DRIVE, SUITE 600, CHARLOTTE, NC, 28203
- Phone: 704-556-9300
- Latest filing: 2026-01-30
- Regulatory AUM: $1.9B
- Discretionary AUM: $1.9B
- Clients: 29
- Accounts: 4,149

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Other

## Officers, owners & control persons (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Nina Gupta | SECRETARY | San Antonio, TX |
| Edmund Nelson Durden | CHIEF INVESTMENT STRATEGIST | — |
| Frederick O Porter | CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER | — |
| Graham K Hunt | MANAGING PARTNER | — |
| James Walter Cox | CHIEF COMPLIANCE OFFICER | — |
| Michael Dennis Policarpo | CHIEF ADMINISTRATIVE OFFICER | — |
| Jason Michael Leibowitz | MANAGING PARTNER | — |
| Marion Wooten Peebles | CO-CHIEF INVESTMENT OFFICER | — |
| PHARR ROBERT LANSING | CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER; MANAGING MEMBER/CHIEF INVESTMENT OFFICER (+3 more) | — |
| BLACK JOHN DAVID | CHIEF OPERATING OFFICER; MANAGING MEMBER/CHIEF OPERATING OFFICER; MANAGING PARTNER (+2 more) | — |
| GOLDMAN MICHAEL WILLIAM | MANAGING MEMBER; MANAGING PARTNER; MEMBER (+1 more) | — |
| HARKINS FRANK STAUNTON | MEMBER; PARTNER | — |
| STEINHILBER JACK DANIEL | PRESIDENT | — |
| HUNT GARY K | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/MANAGING PARTNER; MANAGING PARTNER | — |
| BACHRODT WILLIAM LOUIS | PARTNER | — |
| DURDEN EDMUND NELSON | CHIEF INVESTMENT STRATEGIST; MANAGING MEMBER; MANAGING MEMBER, CHIEF INVESTMENT STRATEGIST (+2 more) | — |
| PORTER FREDERICK O | CHIEF INVESTMENT OFFICER; MANAGING MEMBER; MANAGING MEMBER, CHIEF INVESTMENT OFFICER (+3 more) | — |
| GUPTA NINA | SECRETARY | — |
| FRIEDLAND JENNIFER M | CHIEF COMPLIANCE OFFICER | — |
| DAGOSTINO JOSEPH NICHOLAS | MANAGING MEMBER, CHIEF OPERATING OFFICER; MEMBER, CHIEF OPERATING OFFICER | — |
| POLICARPO MICHAEL DENNIS | CHIEF ADMINISTRATIVE OFFICER | — |
| Peebles Marion Wooten | MEMBER, PORTFOLIO MANAGER; MEMBER, SENIOR INVESTMENT ANALYST | — |
| HULL SHANNON ELAINE | CHIEF COMPLIANCE OFFICER | — |
| LEIBOWITZ JASON MICHAEL | HEAD OF BUSINESS DEVELOPMENT/MANAGING PARTNER; MANAGING PARTNER; PARTNER | — |
| COX JAMES WALTER | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133279/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133279/similar
- Related entities: https://search.stillhousedata.com/firm/133279/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133279

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.