# SARA-BAY FINANCIAL CORP.

SARA-BAY FINANCIAL CORP. of SARASOTA, FL is an SEC-registered investment adviser.

## Registration

- CRD: 133443
- Type: SEC-registered investment adviser
- SEC file number: 801-79508
- Location: 2201 CANTU COURT, SUITE 102, SARASOTA, FL, 34232
- Phone: 941-371-8027
- Latest filing: 2026-04-24
- Regulatory AUM: $396.8M
- Discretionary AUM: $396.8M
- Clients: 5
- Accounts: 924

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Benjamin Michael Hard | PRESIDENT | — |
| Mary Theresa Hettig | CCO | — |
| James Christopher Mills | OFFICER | — |
| HARD BENJAMIN MICHAEL | CCO; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER (+3 more) | — |
| HALT ESTHER KUZNETZ | VICE PRESIDENT | — |
| HALT ESTHER K | VICE PRESIDENT | — |
| HETTIG MARY THERESA | CCO | — |
| MILLS JAMES CHRISTOPHER | ADVISER; OFFICER | — |
| James Michael Hard | OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133443/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133443/similar
- Related entities: https://search.stillhousedata.com/firm/133443/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133443

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.