# OCEAN STATE ASSET MANAGEMENT, LLC

OCEAN STATE ASSET MANAGEMENT, LLC of PROVIDENCE, RI is an SEC-registered investment adviser.

## Registration

- CRD: 133452
- Type: SEC-registered investment adviser
- SEC file number: 801-64243
- Location: 101 DYER STREET, PROVIDENCE, RI, 02903-3908
- Phone: 401-455-0030
- Latest filing: 2012-01-11
- Regulatory AUM: $176.1M
- Discretionary AUM: $176.1M
- Clients: 1
- Accounts: 9

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| DELBROCCO NICHOLAS WILLIAM | CHIEF EXECUTIVE OFFICER; PRINCIPAL | — |
| BABBAR RAJAT | CHIEF INVESTMENT OFFICER; PRINCIPAL | — |
| PULCANO CHARLES ALFRED | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / PORTFOLIO MANAGER | — |
| MULLEN RUTH KILLEEN | CHAIRMAN AND PRESIDENT | — |
| MULLEN RUTH | CHAIRMAN AND PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133452/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133452/similar
- Related entities: https://search.stillhousedata.com/firm/133452/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133452

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.