# TMFS-CHARLOTTE, LLC

TMFS-CHARLOTTE, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 133503
- Type: SEC-registered investment adviser
- SEC file number: 801-66877
- Location: 4724 SHARON RD, SUITE 2J, CHARLOTTE, NC, 28210
- Phone: 704-553-9553
- Latest filing: 2014-03-11
- Regulatory AUM: $136.3M
- Discretionary AUM: $136.3M
- Clients: 3
- Accounts: 538

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| FRIEDRICHSEN DOUGLAS DON | OWNER | — |
| KROL STEPHEN MATTHEW | OWNER | — |
| BALDERSTON KURT DAVID | MANAGING PARTNER | — |
| HEDMAN TROY RAY | MANAGING PARTNER | — |
| DICKINSON DUNCAN BROGDEN | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | — |
| UPSHAW DENNIS RAY | OWNER | — |
| MCCUNE BRENT ALLEN | OWNER | — |
| MARMON JAMES JOSEPH | OWNER | — |
| MYERS PATRICIA ANN | OWNER | — |
| VAUGHN DAVID ASHLEY | OWNER | — |
| GAY CLARK STEVENS | OWNER | — |
| MCCUTCHAN SHAWN EDWARD | CHIEF COMPLIANCE OFFICER; SR. INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER | — |
| COOKSEY JASON HOWARD | OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133503/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133503/similar
- Related entities: https://search.stillhousedata.com/firm/133503/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133503

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.