# BROGAN FINANCIAL, INC.

BROGAN FINANCIAL, INC. of KNOXVILLE, TN is an SEC-registered investment adviser.

## Registration

- CRD: 133623
- Type: SEC-registered investment adviser
- SEC file number: 801-69181
- Location: 2160 LAKESIDE CENTRE WAY, SUITE 102, KNOXVILLE, TN, 37922
- Phone: (865) 862-6800
- Latest filing: 2026-03-31
- Regulatory AUM: $577.0M
- Discretionary AUM: $565.7M
- Non-discretionary AUM: $11.3M
- Clients: 31
- Accounts: 2,093

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: High net worth, Other

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Sarah Jean Sutton | CHIEF COMPLIANCE OFFICER | — |
| James Edward Brogan | PRESIDENT/CHIEF INVESTMENT OFFICER | — |
| SUTTON SARAH JEAN | CHIEF COMPLIANCE OFFICER | — |
| BROGAN JAMES EDWARD | PRESIDENT/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF INVESTMENT OFFICER | — |
| MULLER THERESA ANN | CHIEF COMPLIANCE OFFICER | — |
| SCOTT JAMIE LYN | CHIEF COMPLIANCE OFFICER | — |
| ALLEY BRANDON MICHAEL | OPERATIONS MANAGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133623/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133623/similar
- Related entities: https://search.stillhousedata.com/firm/133623/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133623

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.