# BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC. of LAKELAND, FL is an SEC-registered investment adviser.

## Registration

- CRD: 13366
- Type: SEC-registered investment adviser
- SEC file number: 801-67061
- Location: 2920 DRANE FIELD ROAD, LAKELAND, FL, 33813
- Phone: 863-687-9670
- Latest filing: 2012-04-27
- Regulatory AUM: $78.0M
- Discretionary AUM: $74.4M
- Non-discretionary AUM: $3.6M
- Clients: 51
- Accounts: 565

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| LOCY DAVID WILLIAM | CFO, CHIEF COMPLIANCE OFFICER, FINOP, SROP; DIRECT OWNER; FINOP (+2 more) | — |
| TURBEVILLE ANTONY LEE | CHAIRMAN OF BOARD, CHIEF EXECUTIVE OFFICER; CHAIRMAN OF THE BOARD; PRESIDENT/CEO | — |
| KIM KYONG | CHIEF COMPLIANCE OFFICER | — |
| RICHARDSON PAUL REID | PRESIDENT/CEO; PRESIDENT/CEO/FINOP | — |
| ZUMBRUN DENISE JULIUS | CHIEF COMPLIANCE OFFICER | — |
| MERCIER MARK MATHER | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/13366/brochure
- Similar advisers: https://search.stillhousedata.com/firm/13366/similar
- Related entities: https://search.stillhousedata.com/firm/13366/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/13366

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.