# DWR WEALTH MANAGEMENT, LLC

DWR WEALTH MANAGEMENT, LLC of SAN JOSE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 133743
- Type: SEC-registered investment adviser
- SEC file number: 801-122140
- Location: 1884 THE ALAMEDA, SAN JOSE, CA, 95126
- Phone: (408) 260-9600
- Latest filing: 2026-07-08
- Regulatory AUM: $221.2M
- Discretionary AUM: $219.4M
- Non-discretionary AUM: $1.7M
- Clients: 3
- Accounts: 647

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| David Rex Rousselot | MEMBER | — |
| Ricky Dale Dunham | MEMBER | — |
| Tracy Lee Newquist | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| NEWQUIST TRACY LEE | MANAGING MEMBER; MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ROUSSELOT DAVID REX | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER; MEMBER | — |
| DUNHAM RICKY DALE | MANAGING MEMBER; MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/133743/brochure
- Similar advisers: https://search.stillhousedata.com/firm/133743/similar
- Related entities: https://search.stillhousedata.com/firm/133743/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/133743

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.